Absolut Center For Nursing And Rehabilitation At T
Inspection history, citations, penalties and survey trends for this long-term care facility in Painted Post, New York.
- Location
- 101 Creekside Drive, Painted Post, New York 14870
- CMS Provider Number
- 335652
- Inspections on file
- 11
- Latest survey
- February 28, 2025
- Citations (last 12 mo.)
- 0
Citation history
Health deficiencies cited at Absolut Center For Nursing And Rehabilitation At T during CMS and state inspections, most recent first.
The facility failed to maintain an effective infection control program, as evidenced by multiple deficiencies. A resident with Covid-19 was not placed on proper precautions, and staff were observed without appropriate PPE. Another resident with a pressure ulcer was not on enhanced barrier precautions, and staff did not wear gowns during care. The facility's infection control policies were not reviewed annually, contributing to these deficiencies.
The facility failed to comply with pneumococcal vaccine protocols for eight employees, lacking documentation of vaccine eligibility, education, and annual offering. Employees D, A, and B were last offered the vaccine in 2020 and 2022, while forms for Employees E, H, I, and J were incomplete. The Infection Preventionist and Administrator were unaware of the annual requirement, indicating a need for policy revision.
The facility did not conduct or document semi-annual visual inspections of its fire alarm system initiating devices, including smoke detectors, heat detectors, and pull stations, for the year 2024. The Environmental Services Director was unaware of the requirement, relying solely on the vendor for inspections. This resulted in non-compliance with NFPA 72 standards.
A Life Safety Code Survey found that the facility did not ensure proper illumination of egress pathways for four of seven exits. Observations revealed a lack of exterior lighting on several sections of the pathways. The Environmental Services Director was unaware of the deficiency but acknowledged the need for additional lighting.
A resident with dementia and impaired cognition fell out of bed during care provided by one CNA instead of the required two-person assistance. The incident, which resulted in a skin tear and bruising, was not reported to the Department of Health as required. Despite concerns about the CNA's conduct, the facility's DON and Administrator did not consider the incident reportable, citing the injury as not serious.
A resident with severe cognitive impairment and multiple medical conditions did not receive consistent nail care, as required by the facility's policy. Observations showed the resident with brown debris on their fingers and nails on multiple occasions, despite needing total assistance with personal hygiene. Staff interviews revealed a lack of communication and documentation regarding the resident's nail care.
A resident with edema did not receive prescribed ace wraps for their lower extremities, as observed during a survey. Despite physician's orders and a care plan directive, there was no documentation of the wraps being applied or any refusals recorded. Interviews revealed the resident occasionally refused care, but no refusals were documented. The DON stated refusals should be documented if care is refused after re-approach attempts.
A facility failed to provide appropriate dialysis care for a resident with end-stage renal disease, as they did not have physician orders or a care plan for the resident's tunneled catheter, nor did they monitor it for complications. The care plan and physician orders were inconsistent, and the facility did not follow the vascular physician's recommendations. Staff interviews revealed a lack of awareness regarding the resident's dialysis care needs, and there was no documented evidence of monitoring by the Infection Preventionist nurse.
The facility did not ensure proper maintenance of electric beds as per the manufacturer's guidelines. During a survey, it was found that electrically operated beds were not inspected at the required intervals, and there was no documentation of formal inspections or maintenance. The Environmental Services Director acknowledged the lack of unique identifiers for beds and stated that beds were checked annually using a room audit form, but specific beds were not identified. This failure to adhere to maintenance requirements constituted a deficiency in compliance with NFPA 99 standards.
The facility failed to conduct a fire drill for the second shift during the fourth quarter of 2024 and did not document staff participation in a November drill. The Environmental Services Director admitted to not using a schedule and acknowledged the oversight.
Inadequate Infection Control Measures in LTC Facility
Penalty
Summary
The facility failed to establish and maintain an effective infection prevention and control program, as evidenced by multiple deficiencies observed during a recertification survey. Resident #45, who tested positive for Covid-19, was not placed on enhanced droplet/contact precautions, and staff were observed within six feet of the resident without wearing appropriate personal protective equipment (PPE). Additionally, Resident #100, who also tested positive for Covid-19, was placed on contact precautions instead of the required airborne precautions, and staff were observed handling the resident's environment without proper PPE. Resident #79, admitted with an open area on their leg and later developing a pressure ulcer, was not placed on enhanced barrier precautions. Staff were observed changing the dressing on the resident's heel ulcer without wearing a gown. Similarly, Resident #104, admitted with an unstageable pressure ulcer, was not placed on enhanced barrier precautions. Resident #16, who was on enhanced barrier precautions due to a multi-drug-resistant organism, was assisted by staff who only wore gloves during high-contact personal care, contrary to the requirement to wear gowns and gloves. The facility's Infection Prevention and Control Program policies and procedures were not reviewed annually as required. The Registered Nurse Educator/Infection Preventionist acknowledged the lapses in precaution signage and PPE usage, and the Director of Nursing confirmed that residents with certain conditions should have been on enhanced barrier precautions. The facility's failure to adhere to infection control protocols and ensure staff compliance with PPE requirements contributed to the deficiencies observed during the survey.
Plan Of Correction
Plan of Correction: Approved March 19, 2025 F880 Corrective Action - To assure the facility establishes and maintains an infection control program designed to provide a safe, sanitary, and comfortable environment and to help prevent the development and transmission of communicable diseases and infections. 1. On 2/27/25 Resident #45 was placed on enhanced droplet/contact precautions for Covid-19 and the proper precaution sign was posted. CNA #4 was educated on proper PPE for enhanced droplet/contact precautions including wearing a mask/face shield. On 2/27/25 Resident #79 was placed on enhanced barrier precautions and the proper precaution sign was posted. The RN Educator and the Nurse practitioner were educated on proper PPE/gown use. On 2/27/25 Resident #100 was placed on enhanced droplet/contact precautions and CNA #3 was educated on proper PPE for precautions. Resident #104 was placed on enhanced barrier precautions. Additionally, the facility will ensure that Infection Prevention and Control Program policies are reviewed annually. Resident #16’s care plan was reviewed to assure the resident's enhanced barrier precautions remained appropriate and the proper precaution sign was posted. CNA #1 and #2 were educated on proper PPE precautions. 2. All residents who have respiratory symptoms and are being tested for COVID-19 have the potential to be affected by this deficient practice. A list of residents who have respiratory symptoms and are being tested for COVID-19 will be audited to ensure they are on enhanced droplet/contact precautions per policy, their care plan will be updated as necessary, and that appropriate PPE is utilized by staff. All residents who have a wound with an expected healing time of greater than 4 weeks as per policy have the potential to be affected by this deficient practice. A list of residents with wounds will be generated and audited to determine if enhanced barrier precautions are necessary and their care plan will be updated as necessary, and that appropriate PPE is utilized by staff. 3. The facility policies for its Infection Control Program including: Infection Prevention and Control - General Statement, Policy on Use of Criteria for Infection Identification, Antibiotic Stewardship Program, Policy on Influenza Immunization (Seasonal/H1N1), Pneumococcal Vaccination Program - Residents, Policy on Surveillance, PPE Donning and Doffing, Enhanced Barrier Precautions and Coronavirus Policies will be reviewed and updated (if necessary), as well as annually. All facility staff will be educated on PPE Donning and Doffing. And all licensed nursing staff (RN/LPNs) will be educated on all our Infection Control Program policies listed above. The Director of Nursing/Designee will oversee the completion of these in-services. 4. To prevent future deficient practice, the Director of Nursing/Designee will perform 10 audits per month for 3 months, and then as needed based on findings. Audits will verify that residents on precautions (EBP, contact/droplet/airborne) have appropriate precaution signs on doors and that appropriate PPE is worn by staff during direct care. The Director of Nursing will monitor this process and review the results monthly at QAPI meetings. If continued improvement is needed, the Committee may make further recommendations. The Director of Nursing will assume overall responsibility for correction of F 880.
Inadequate Pneumococcal Vaccine Protocols for Employees
Penalty
Summary
The facility failed to maintain an effective Infection Control Program, as evidenced by the lack of compliance with pneumococcal vaccine protocols for eight out of ten employees reviewed. Specifically, the facility did not determine eligibility for the pneumococcal vaccine, provide education on its risks and benefits, or offer the vaccine annually to all employees who have direct care and/or close contact with residents. Documentation was missing for Employee F regarding vaccine eligibility and education. Employees D, A, and B were last offered the vaccine in 2020 and 2022, respectively, but declined it. Additionally, the consent/declination forms for Employees E, H, I, and J were not dated or signed by a facility representative, indicating a lack of proper documentation and attestation that the vaccine was offered and education provided. During interviews, the Infection Preventionist and the Administrator admitted to being unaware of the requirement to offer the pneumococcal vaccine annually to all employees. This oversight indicates a need for revision in the facility's policy and procedure to ensure compliance with New York State Department of Health regulations.
Plan Of Correction
Plan of Correction: Approved March 19, 2025 I210 Corrective Action- To assure the facility determines eligibility for the pneumococcal vaccine, provides education on the risks/benefits of the pneumococcal vaccine, and offers the vaccine to all employees annually. 1. Employees (A-J) will have their eligibility for the Pneumococcal Vaccination determined, and if able, they will be offered, educated on, and have consent/declination forms signed. Those who are eligible and have consented, will have the vaccination administered. 2. All employees at the facility have the potential to be affected by this practice. The facility will complete a full house audit of staff. The audit will include eligibility, and if able, education, consent/declinations, and administration of the Pneumococcal vaccine (if appropriate). 3. The facility’s pneumococcal vaccination policy for employees will be reviewed and revised (if necessary). All Registered Nurses and HR staff in the facility will be reeducated on this policy. 4. To ensure prevention of future deficit in this practice, the Staff Educator/Designee will perform 10 audits per month for 3 months, then as needed based on the audit findings. Audits will verify that eligibility, and if able, education, consent/declinations, and administration of the Pneumococcal vaccine. The Director of Nursing will monitor this process and review the results monthly at QAPI meetings. If continued improvement is needed, the Committee may make further recommendations. The Director of Nursing will assume overall responsibility for correction of F I210.
Failure to Conduct Semi-Annual Fire Alarm Inspections
Penalty
Summary
The facility failed to properly maintain and inspect its fire alarm system initiating devices, as required by the 2010 edition of the National Fire Protection Association 72, National Fire Alarm and Signaling Code. During a Life Safety Code Survey, it was observed that the facility did not conduct or document semi-annual visual inspections for smoke detectors, heat detectors, and pull stations throughout the building for the calendar year 2024. Although annual functional testing was documented, the semi-annual visual inspections were not performed. The Environmental Services Director was unaware of the requirement for semi-annual visual inspections, relying solely on the vendor for inspection and testing. This oversight led to a deficiency in compliance with the NFPA 72 standards, which mandate that visual inspections occur twice per year, with a minimum of four months and a maximum of eight months between inspections.
Plan Of Correction
Plan of Correction: Approved March 19, 2025 K345 Corrective Action- The facility will ensure that it meets all the application requirements of the Life Safety Code of the National Fire Protection Association in regards to Fire Alarm System Testing and Maintenance. 1. The facility’s contracted Fire Alarm Inspection company has been contacted to perform the semi-annual visual inspection for all fire alarm system initiating devices. 2. The semi-annual visual inspection for fire alarm system initiating devices will be added to the facility’s electronic work order system. 3. The Administrator will oversee in-services to all maintenance department staff in regards to the NFPA 101 Fire Alarm System Testing and Maintenance requirements including the importance of the visual inspection for initiating devices. 4. To prevent future deficit in this practice, the Maintenance director will perform 1 audit per month for 3 months to ensure the visual inspection requirements have been met and documentation is in place. The Administrator will monitor this process and review the results monthly at QAPI meetings. If continued improvement is required the committee may make further recommendations. The Administrator will assume overall responsibility for the correction of K345.
Inadequate Illumination of Egress Pathways
Penalty
Summary
During a Life Safety Code Survey conducted from February 24 to February 28, 2025, it was observed that the facility failed to ensure proper illumination of the means of egress for four of seven exits. Specifically, the outdoor exit discharge pathways lacked sufficient lighting to the public way. Observations made on February 24, 2025, between 1:11 PM and 1:24 PM revealed that there was no exterior lighting present to illuminate several sections of the exterior egress pathways. These included a 100-foot-long section between the exits from the A1 and D2 corridors, a 50-foot-long section between the exits from the D2 corridor and physical therapy, a 100-foot-long section between the exits from the D1 and C2 corridors, and a 50-foot-long section between the exits from the C2 corridor and the main entrance. During an interview conducted on the same day at 1:24 PM, the Environmental Services Director stated they were unaware of the lack of lighting between exits or the need for additional lighting. The director acknowledged the presence of lighting at the exits but indicated that additional lighting could be added for the pathways.
Plan Of Correction
Plan of Correction: Approved March 19, 2025 K281 Corrective Action - To ensure the facility meets the requirements of illumination of means of egress, including exit discharge, is arranged in accordance with 7.8 and shall either be continuously in operation or capable of automatic operation without manual intervention. 1) The facility will install lighting: in the 100 foot long section of exterior egress pathway between the exits from A1 and D2 corridors; the 50 foot long section of exterior egress pathway between the exits from D2 and D2 physical therapy; the 100 foot long section of exterior egress pathway between the exits from D1 and C2 corridors; and the 50 foot long section of exterior egress pathway between the exits from the C2 corridors and the main entrance so that the egress paths are illuminated in compliance with the Life Safety Code. 2) The Director of maintenance will conduct a complete inspection of all means of egress to identify any additional areas that may require increased lighting in compliance with the Life Safety Code. Annual inspection of egress path lighting will be added to the facility’s electronic work order system. 3) The Administrator will oversee in-services to all maintenance department staff in regard to the life safety requirements for means of egress lighting. 4) All means of egress will be audited monthly for 3 months and as needed based on the audits findings. Audits will verify all egress lighting meets the requirement of the Life Safety Code. The Administrator will monitor this process and review the results monthly at QAPI meetings. If continued improvement is required, the committee may make further recommendations. The Administrator will assume overall responsibility for the correction of K281.
Failure to Report Resident Fall and Potential Neglect
Penalty
Summary
The facility failed to report an incident involving a resident, identified as Resident #66, who fell out of bed during incontinence care. The care was being provided by one Certified Nursing Assistant (CNA) instead of the two-person assistance required by the resident's Comprehensive Care Plan. This incident was not reported to the New York State Department of Health as required by state law, despite the resident sustaining a skin tear and bruising. The facility's policy mandates reporting any accident or incident where negligence is suspected, but the Director of Nursing and the Administrator did not consider the incident reportable, as they believed the injury was not serious. Resident #66 had a history of dementia, congestive heart failure, and atrial fibrillation, with severely impaired cognition as documented in their Minimum Data Set Resident Assessment. The incident occurred when the CNA instructed the resident to roll back, but the resident rolled the wrong way and fell. Statements from staff indicated that the CNA may have been rough with the resident, and another staff member expressed concerns about the CNA's conduct. Despite these concerns, the incident was not escalated to the Department of Health, highlighting a failure to adhere to reporting protocols for potential neglect or mistreatment.
Plan Of Correction
Plan of Correction: Approved March 19, 2025 F609 Corrective Action- To assure that all alleged violations involving mistreatment, neglect, or abuse including injuries of unknown source and misappropriation of resident property are reported immediately to the administrator and to other officials in accordance with State law through established procedures. 1. As noted, the investigation regarding resident #66, dated 2/19/25, was made aware to the state DOH during survey 2/24/25 through 2/28/25. C.N.A. # 7, was educated/counseled on properly following the residents care plan. 2. All residents with alleged violations involving abuse, neglect, mistreatment, including injuries of unknown source and misappropriation of resident property have the potential to be affected by this deficient practice. A retrospective review of all residents who have had such incidents in the past 30 days will be created and reviewed to assure that proper notification took place (if necessary). 3. The facility’s “Accident/Incident Investigation and Prevention” and “Facility Incident/abuse investigation and reporting” policies will be reviewed and revised if necessary to assure compliance. All staff will be in-serviced on these policies and the NYSDOH reporting guidelines. The Director of Nursing/Designee will oversee all education for staff. 4. To prevent further deficiency in this practice, the Director of Nursing / Administrator will perform audits of 10 resident accident and incident investigations each month for the next 3 months and then as needed based on the audit findings. Audits will verify that the facility is appropriately reporting all alleged violations involving mistreatment, neglect, or abuse including injuries of unknown source and misappropriation of resident property are being reported immediately to the administrator of the facility and to other officials in accordance with State Law through established procedure. The administrator will monitor this process and will review the results monthly at QAPI meetings. If continued improvement is required, the committee may make further recommendations. The Director of Nursing will assume overall responsibility for the correction of F609.
Inconsistent Nail Care for Dependent Resident
Penalty
Summary
The facility failed to provide consistent assistance with nail care for Resident #15, who was dependent on staff for personal hygiene due to severe cognitive impairment and other medical conditions. The facility's policy required routine nail care following baths or showers, but observations during the survey revealed that Resident #15 had brown debris on their fingers, nails, and cuticles on multiple occasions. Despite the resident's need for total assistance with personal hygiene, there was no documented evidence of nail care being refused or performed, as required by the facility's policy. Resident #15, diagnosed with vascular dementia, congestive heart failure, and traumatic brain injury, was observed with soiled hands and nails on several occasions, indicating a lack of proper hygiene care. The resident's care plan required total assistance with bathing and nail care, yet observations showed the resident with brown debris under their nails and on their hands, even while eating. Interviews with staff revealed a lack of communication and documentation regarding the resident's nail care, contributing to the deficiency in maintaining the resident's personal hygiene.
Plan Of Correction
Plan of Correction: Approved March 19, 2025 F677 Corrective Action- To assure all residents who were unable to carry out activities of daily living (ADLs) receive necessary services to maintain good nutrition, grooming and personal and oral hygiene. 1. On 3/17/2, Resident #15 had proper nail care performed. Resident #15’s Care plan was reviewed for level of assistance required for hygiene and remains appropriate. 2. All residents residing in the facility who require assistance for nail care have the potential to be affected by this practice. A list of all residents who are dependent on staff for nail care will be created. These listed residents will then be audited for appropriate nail care. 3. To ensure this practice does not reoccur, the facility policy on Nail Care will be reviewed and revised if necessary. Education will be provided to all nursing staff (RNs, LPNs, and CNAs). The Director of Nursing/Designee will oversee in-services for all nursing staff. 4. To prevent further deficiency in this practice, the Director of Nursing/Designee will perform 10 resident audits per month for 3 months, and then as needed based on the audit findings. Audits will verify that proper nail care has been completed. The DON will monitor this process and review results monthly at QAPI meetings. If continued improvement is required, the committee may make further recommendations. The Director of Nursing will assume overall responsibility for the correction of F677.
Failure to Apply Prescribed Ace Wraps for Edema Management
Penalty
Summary
The facility failed to provide appropriate treatment and care for a resident with edema, as evidenced by the lack of application of ace wraps to the resident's lower extremities. The resident, who had diagnoses including congestive heart failure, atrial fibrillation, and edema, was observed multiple times without the prescribed ace wraps, despite having orders for their use to manage edema. The resident's care plan also included instructions to encourage the use of ace wraps and document any refusals, yet there was no documentation of the ace wraps being applied or any refusals recorded for the month of February. Interviews with facility staff revealed that the resident occasionally refused care, particularly from male caregivers, but there was no documented evidence of such refusals regarding the ace wraps. The Director of Nursing stated that refusals should be documented by nursing staff if a resident continues to refuse care after re-approach attempts. The lack of documentation and adherence to the care plan and physician's orders resulted in the resident not receiving the necessary treatment for their condition, as observed during the survey.
Plan Of Correction
Plan of Correction: Approved March 19, 2025 F684 Corrective Action- To assure that Residents receive treatment and care in accordance with professional standards of practice, the comprehensive person-centered care plan and the residents’ choices. 1. On 2/27/25, the provider reviewed and revised resident #51’s order for ace wraps, requiring progress notes for all refusals. On 3/17/25, resident #51’s care plan was reviewed and remains appropriate in regards to ace wraps. 2. All residents who have orders for ace wraps have the potential to be affected by this practice. A list of all residents requiring ace wraps will be created and audited to ensure that ace wraps are applied as directed and documented appropriately. 3. To ensure this practice does not reoccur, the facility policy on “Medication/Treatment administration: Documentation” will be reviewed and revised if necessary. All licensed nursing staff (RN, LPN) will be re-educated on this policy. The Director of Nursing/designee will oversee in-services for all licensed nursing staff. 4. To prevent further deficiency in this practice, the Director of Nursing/designee will perform 10 audits per month for 3 months, and then as needed based on the audit findings. Audits will verify ace wraps are applied as ordered, and that all refusals are documented. The Director of Nursing will monitor this process and will review the results monthly at QAPI meetings. If continued improvement is required, the committee may make further recommendations. The Director of nursing will assume overall responsibility for correction of F684.
Deficient Dialysis Care and Monitoring in LTC Facility
Penalty
Summary
The facility failed to provide dialysis care consistent with professional standards for a resident with end-stage renal disease, muscle weakness, and diabetes. The resident had a clotted dialysis fistula and a tunneled catheter was placed for dialysis treatments. However, the facility did not have physician orders or a care plan for the tunneled catheter, nor did they monitor the catheter and dressing for potential complications. The facility also did not follow the vascular physician's recommendations regarding blood draws and needle pokes in the resident's right arm. The resident's care plan and physician orders were inconsistent and incomplete. The care plan did not include the presence of the tunneled catheter or interventions for its care, and the physician orders did not address monitoring the catheter. Additionally, the facility's records showed inconsistent documentation of the resident's 24-hour fluid restriction, with daily fluid intake totals ranging from zero to 2160 milliliters, which did not align with the ordered 1500 milliliters per day. Interviews with facility staff revealed a lack of awareness and understanding of the resident's dialysis care needs. Licensed Practical Nurses were unsure about the resident's fluid restriction and tunneled catheter, and the Dialysis Clinical Coordinator confirmed that the tunneled catheter was used for dialysis treatments. The Director of Nursing and Quality Assurance Nurse acknowledged that all dialysis access sites should be monitored, and the care plan should include the tunneled catheter, but there was no documented evidence of monitoring by the Infection Preventionist nurse.
Plan Of Correction
Plan of Correction: Approved March 19, 2025 **NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** F698 Corrective Action- To assure that residents requiring [MEDICAL TREATMENT] receive such services, consistent with professional standards of practice, the comprehensive person-centered care plan and the residents' goals and preferences. 1. Resident #36 orders were reviewed and updated for: 24-hour fluid restriction, and monitoring of the right chest tunneled catheter dressing. The left AV fistula orders were reviewed and discontinued and the interventions have been resolved. The care plan was reviewed and updated to include the right chest wall tunneled [MEDICAL TREATMENT] catheter, interventions for monitoring, and the 11/26/2024 vascular physician recommendations were reviewed by the provider and added to the care plan. The resident is scheduled to have a right arm fistula or graft completed on 4/7/2025. 2. All residents who receive [MEDICAL TREATMENT] treatment have potential to be affected by this practice. A list of all Residents on [MEDICAL TREATMENT] will be created and audited to assure fluid restrictions are monitored 24 hours a day, physician orders [REDACTED]. 3. To ensure this does not reoccur, the facility policy on [MEDICAL TREATMENT] will be reviewed and updated as needed. LPN and RN staff will be educated on said policy and written test to be provided to ensure competency. The Director of Nursing will oversee completion of these in-services. 4. To prevent future deficient practice, the Director of Nursing/Designee will perform audits of all [MEDICAL TREATMENT] residents each month for 3 months, and then as needed based on findings. Audits will include monitoring of any fluid restrictions, monitoring of physician orders [REDACTED]. The Director of Nursing will monitor this process and review the results monthly at QAPI meetings as needed. If continued improvement is needed the Committee may make further recommendations. The Director of Nursing will assume overall responsibility for correction of F698.
Failure to Maintain Electric Beds as per Manufacturer's Guidelines
Penalty
Summary
The facility failed to ensure that patient care-related electrical equipment, specifically electric beds, was properly maintained according to the manufacturer's specifications. During the Life Safety Code Survey, it was observed that electrically operated beds were in use throughout the facility without documented formal inspections or maintenance. The facility's policy on medical equipment management required that all medical and electrical patient care equipment be evaluated prior to use and maintained according to specific criteria. However, there was no inventory or unique identification for the electrically operated beds, and no preventative maintenance forms were available to indicate that electrical safety checks were conducted routinely as required by the manufacturer. The survey revealed that the M.C. Rexx brand bed manual specified that each bed should be inspected at least once a year by qualified technicians, with a detailed checklist provided for the inspection. Despite this, the facility did not maintain records of such inspections. The Environmental Services Director confirmed that beds were checked annually using a room audit form, but there were no unique identifiers for the beds, and specific beds were not identified during these audits. This lack of documentation and adherence to the manufacturer's maintenance requirements constituted a deficiency in the facility's compliance with the 2012 edition of NFPA 99, Health Care Facilities Code, which mandates the establishment of policies and protocols for testing patient care-related electrical equipment.
Plan Of Correction
Plan of Correction: Approved March 19, 2025 K921 Corrective Action- To ensure the facility meets all the requirements for NFPA 101 Electrical Equipment Testing and Maintenance in regards to the testing of portable patient care related electrical equipment (PCREE), specifically patient electric beds. 1. The Maintenance Director has obtained manufacturers recommendations for each type of in-house electrical bed, and created an auditing system to monitor testing of each type of bed per manufacturer recommendations. 2. The Maintenance Director will complete a full house audit of resident beds to ensure all bed types are inspected per manufacturer recommendations, and documented as required by the NFPA 101. 3. The Administrator will oversee in-services to all maintenance department staff in regard to the NFPA 101 guidelines for patient care related electrical equipment testing and maintenance requirements. 4. To prevent future deficit in this practice, the Maintenance Director will perform 1 audit per month for 3 months to ensure bed inspections have been performed and documented according to the manufacturers recommendations. The Administrator will monitor this process and review the results monthly at QAPI meetings. If continued improvement is required, the committee may make further recommendations. The Administrator will assume overall responsibility for the correction of K921.
Failure to Conduct and Document Fire Drills for Second Shift
Penalty
Summary
During a Life Safety Code Survey conducted from February 24 to February 28, 2025, it was found that the facility failed to ensure fire drills were properly performed for one of the three staff work shifts. Specifically, the facility did not conduct a fire drill for the second shift (2:00 PM to 10:00 PM) during the fourth quarter of 2024. The fire drill reports for the fourth quarter listed drills conducted on October 31 at 8:43 AM, November 1 at 9:30 AM, and December 27 at 4:00 AM, none of which covered the second shift. Additionally, the fire drill report dated November 1, 2024, lacked staff signatures or documentation of staff participation, with the attendance section left blank. The Environmental Services Director admitted to not using a schedule for fire drills and acknowledged the oversight in conducting the second shift drill and obtaining staff signatures.
Plan Of Correction
Plan of Correction: Approved March 19, 2025 K712 Corrective Action- To ensure that the facility meets all the application requirements of the Life Safety Code of the National Fire Protection Association in regards to Fire Drills. 1. On 3/6/25 a 2nd shift fire drill was performed to compensate for the missed second shift fire drill from the fourth quarter of Calendar Year 2024. 2. The Maintenance Director will complete an audit of fire drills for Calendar Year 2025, to ensure fire drills are properly documented (including sign in sheets) and performed on each shift as required by The Life Safety Code of the NFPA. 3. The Administrator will oversee in-services to all maintenance department staff in regards the importance maintaining compliance with the NFPA Fire Drill requirements. 4. To prevent future deficit in this practice, the Maintenance director / designee will perform 1 audit per month for 3 months to ensure fire drills have been performed and documented quarterly on each of 3 shifts. The Administrator will monitor this process and review the results monthly at QAPI meetings. If continued improvement is required, the committee may make further recommendations. The Administrator will assume overall responsibility for the correction of K712.
Latest citations in New York
A resident with spastic quadriplegic cerebral palsy, severe hypoxic ischemic encephalopathy, chronic respiratory failure, and a tracheostomy was on continuous pulse oximetry with ordered SpO2 parameters and linked Vocera alerts. When the resident’s oxygen saturation dropped significantly, the Vocera system sent sequential alarms to the primary RN, buddy RN, charge RN, and RT. The primary RN repeatedly pressed “Accept” on the alert device without assessing the resident, while the buddy RN, charge RN, and RT did not respond to the alarms, each assuming others would intervene or not recalling the alert. For approximately 25 minutes, no assigned clinician assessed the resident despite ongoing alarms, until another RN, not assigned to the resident, heard an alarm while passing the room and found the resident unresponsive and gray. A Code Blue was initiated, CPR was performed, and the resident was transferred to the hospital, where they were found to have no brain activity and later died. The facility’s investigation determined that staff failed to respond to and appropriately manage the pulse oximetry/Vocera alerts and failed to maintain and use required communication devices as expected.
A resident with Parkinson’s disease, dementia with behavioral disturbances, and known exit-seeking behaviors, care planned with a wander alarm, eloped through a 3rd floor stairwell door whose alarm had been disabled days earlier by maintenance and security while addressing a wandering system issue. A plastic barrier was placed in front of the door, but the door remained accessible and unrepaired. Video showed the resident repeatedly attempting to exit, bypassing the barrier, trying to remove the wander device, and ultimately opening the door, falling into the stairwell, and leaving the unit. Staff observed the resident at the door but did not consistently redirect them, and the resident was later found outside the building by a visitor after staff realized the resident was missing and discovered the wheelchair in the stairwell.
Two residents with psychiatric and behavioral histories were waiting by an elevator in a lobby when one, known to have prior aggressive behavior and a care plan noting risk for physical aggression, removed a wheelchair armrest and struck the other in the forehead, causing a bump and laceration that required ED evaluation. Video, staff, and security accounts confirmed that the aggressor resident was able to access and weaponize the removable armrest in a common area despite prior documented altercations and behavioral concerns, and was only on 30‑minute checks at the time, resulting in a failure to protect another resident from physical abuse.
Staff failed to respond promptly to an oxygen alert alarm for a resident with spastic quadriplegic CP, severe hypoxic ischemic encephalopathy, chronic respiratory failure, severe cognitive impairment, and total dependence for ADLs, resulting in the resident being found unresponsive with gray skin and requiring a Code Blue, CPR, and hospital transfer where no brain activity was found and life support was later withdrawn. Despite facility policy requiring alleged or suspected neglect and serious bodily injury to be reported to the State Agency within 2 hours (or within 24 hours if no serious bodily injury), the Administrator was not notified until days after the event and the NYS DOH was notified four days after the incident; the DON reported they were initially unaware of the failure to respond to alarms or of the need to report the incident, and the Administrator stated they had not been informed of the Code Blue on the day it occurred.
Surveyors found that the facility failed to implement an effective infection surveillance and reporting process during a norovirus gastroenteritis outbreak and in its routine infection tracking. During the outbreak, only a single-day tracking sheet was completed for several residents with gastrointestinal illness on two units, and daily surveillance with updated symptoms and management was not maintained as required by facility policy. Despite receiving a directive from the state health department to submit a Nosocomial Outbreak Reporting Application for the identified cluster, the DON acknowledged that the report was never submitted. Additionally, monthly infection control line lists for residents on antibiotics for various infections lacked documentation of signs and symptoms, diagnostic and lab results, precautions used, and outbreak potential, even though the IP relied on these lists for surveillance.
A resident with multiple chronic conditions and numerous scheduled medications had repeated discrepancies between scheduled morning medication times and documented administration times. On multiple days, all medications ordered for a 9:00 a.m. pass were documented as given around midday by an RN, contrary to policy requiring timely administration and immediate electronic documentation. The RN cited computer timeouts, possible late documentation, and workload pressures, while leadership acknowledged that a single nurse was responsible for passing medications to roughly 40 residents within a limited time window and that MAR review was primarily done by the passing nurse and through monthly reports, with no routine MAR review by the pharmacy consultant.
The facility did not ensure residents understood how to file grievances and failed to document and track grievances and their resolutions. Residents reported that they only voiced concerns during resident council and were unclear about the grievance process otherwise, and the designated Grievance Officer could not produce a grievance log or forms. The DON acknowledged the grievance process was informal and lacked clear documentation. In addition, a resident with significant cardiac and neurologic conditions and moderately impaired cognition had a representative who raised multiple concerns about care coordination, communication, discharge planning, call bell response, personal property, preferences, and nutrition, but these grievances were largely handled verbally, with no consistent documentation of how each concern was addressed or resolved.
Surveyors found that the facility failed to provide timely toileting assistance and call bell response for multiple residents who were dependent on staff for ADLs. A resident with Parkinson’s disease and dementia, care planned for two-hour toileting checks, was found by family with urine-saturated clothing and wheelchair cushion after a CNA admitted not changing or checking on the resident for most of a shift, and documentation showed numerous missing toileting and check entries over several months. Another resident with a history of stroke and MI, requiring maximal assist for toileting, reported long waits for morning care while the call bell rang, with staff not responding for extended periods, and the resident’s representative described multiple episodes of call bell waits exceeding an hour. Resident Council minutes, call bell audits, and observations showed repeated long call bell wait times, including bells ringing for 15–45 minutes while various staff passed the rooms without responding, and a spouse reported frequent overnight calls from a resident seeking help because call bells were unanswered.
A resident with bowel incontinence and new-onset loose, watery stools and nausea had a physician and NP order for a stool bacterial detection panel with C. difficile and a GI PCR, along with PRN Zofran. Over subsequent shifts, documentation showed the resident remained incontinent of bowel and that the ordered stool collection was repeatedly marked on the TAR as "not administered, unable to obtain" by LPNs, despite multiple incontinence episodes. There was no documentation that the NP or physician were notified that the ordered stool specimen had not been collected, even though facility policy required practitioner notification when orders were not carried out and the physician and NP later stated they expected to be informed if a lab test they ordered was not completed.
A resident with vascular dementia, behavioral disturbances, and dependence for transfers and toileting was sent to the hospital for suspected GI bleeding, with documentation indicating an unplanned hospital transfer and anticipated return. An IDT meeting held earlier did not document any discharge planning, and the resident’s care plan lacked a planned discharge. While the resident remained hospitalized, the facility issued a same-day discharge notice citing inability to meet needs and endangerment to others, based on interference from the resident’s guardians rather than documented resident behavior, and later did not accept the resident back after medical clearance. The medical record contained no IDT discharge plan and no subsequent nursing or social work notes, demonstrating a lack of documented discharge planning and coordination.
Failure to Respond to Pulse Oximetry Alarms for Tracheostomy-Dependent Resident
Penalty
Summary
The deficiency involves the facility’s failure to ensure that a resident requiring respiratory care and continuous pulse oximetry monitoring received services consistent with professional standards of practice and the resident’s care plan. The resident had spastic quadriplegic cerebral palsy, severe hypoxic ischemic encephalopathy, and chronic respiratory failure, was severely cognitively impaired, and was totally dependent on staff for all ADLs. The care plan and physician’s orders required mechanical ventilation with CPAP to tracheostomy collar overnight, humidified trach collar oxygen during the day, and maintenance of oxygen saturation above 92%, with pulse oximeter alarm parameters set to alert below 92%. The resident was equipped with a pulse oximeter linked to the Vocera alert system, which generated alarms at the bedside and on staff mobile devices when oxygen saturation fell outside ordered parameters. On the day of the incident, the resident’s oxygen saturation dropped to 84% at 8:58 AM, triggering an alert to the primary RN via the Patient Safe Solutions/Vocera system, followed by sequential escalation to the buddy RN, the charge RN, and the RT when not acknowledged. The Call Point Detailed Activity Report showed that an alert was sent to the primary RN at 8:58 AM, to the buddy RN at 8:59 AM, and to the charge RN and RT at 9:01 AM. The primary RN pressed “Accepted” on the device at 9:04 AM, and again when the system alerted at 9:17 AM and 9:18 AM, but did not go to the resident’s room to assess the resident and did not document any assessment or intervention. The buddy RN reported not recalling hearing the alert and stated they were administering medications and unaware of the resident’s distress until the rapid response was called. The charge RN acknowledged receiving the alert but did not respond timely, stating they expected the primary or buddy nurse to respond. The RT stated they received the alert but were busy with other residents and expected other staff to respond. From 8:58 AM to 9:23 AM, no assigned nurse or RT responded to the alarms or performed a clinical assessment of the resident, and the alarm cycle continued without intervention. At 9:23 AM, a second alert was triggered when the resident’s oxygen saturation dropped to 52%. An RN who was not assigned to the resident heard an alarm while passing the room, entered, and found the resident in a wheelchair, unresponsive with gray skin. This RN activated a rapid response/Code Blue, assisted in returning the resident to bed, and another RN began chest compressions. EMS was called and arrived at 9:44 AM; a pulse was briefly restored, and the resident was placed on a ventilator and transferred to the hospital, where they were determined to have no brain activity. Life support was later terminated and the resident expired. The facility’s own investigation concluded that nursing and respiratory staff failed to respond to alarms, failed to appropriately acknowledge and review alerts, failed to maintain accessibility to required communication devices, and failed to escalate when they were occupied or unable to respond, resulting in actual harm and Immediate Jeopardy to the resident and placing other monitored residents at risk.
Removal Plan
- Review camera footage, Patient Safe Solution phone verification notifications, and the pulse oximetry policy.
- Re-educate involved staff on pulse oximetry alarm response, notification handling, and escalation expectations.
- Send voice alarm presentation via email to all assistant nurse managers and assistant directors of nursing for review during evening and morning huddles.
- Ensure Vocera device functionality is reviewed and staff are instructed to keep devices accessible and operational.
- Have IT/MIS check and confirm monitoring equipment is functioning properly.
- Implement disciplinary action for staff involved.
- Discuss and initiate a root cause analysis.
- Review and revise the pulse oximetry policy.
- Provide leadership oversight.
- Implement an audit of alert response times.
Elopement of High-Risk Resident Through Disabled Stairwell Door Alarm
Penalty
Summary
The deficiency involves the facility’s failure to provide adequate supervision and maintain a safe environment for a resident with known exit-seeking behaviors and elopement risk. The resident had diagnoses of Parkinson’s disease, dementia with behavioral disturbances, and anxiety, and was assessed as having moderately impaired cognition. The resident’s MDS documented exit-seeking behaviors and daily use of a wander/elopement alarm, and the comprehensive care plan identified the resident as an elopement risk/wanderer related to disorientation to place, with an intervention for a wandering device on the ankle. A physician’s order also specified a wandering device to the right ankle with checks every shift. The 3rd floor North stairwell door alarm had been disabled by maintenance following a work order dated 07/02/2024. Maintenance and security staff attempted to address a wandering system alarm issue, and the alarm on the 3rd floor North stairwell door was turned off by removing a screw from the alarm box. A yellow plastic accordion-style barrier was placed in front of the door, and nursing staff were notified that the door was broken. However, the door itself remained accessible, and the alarm remained disabled for days prior to the elopement. Staff on the unit, including CNAs, were not all aware that the stairwell door was broken, and the door was not repaired until 07/17/2024. On the day of the incident, video footage showed the resident repeatedly exit-seeking at the 3rd floor North stairwell door over several hours. The resident moved the yellow barrier, wheeled around it, and closed it behind them. At one point, two unidentified staff observed the resident at the door, opened the barrier, and walked away without redirecting the resident. The footage documented multiple attempts by the resident to exit, including attempts to remove the wander alert bracelet and repeated efforts to push on the delayed egress bar with their leg and hands. Eventually, the resident stood from the wheelchair, pushed the crash bar, opened the door, and fell backwards into the stairwell while pulling the wheelchair through. The resident then maneuvered the wheelchair into the stairwell and exited the unit. Staff later discovered the resident missing, found the wheelchair in the stairwell, and the resident was ultimately located outside the building by a visitor and brought back inside by nursing and security. The DON’s investigation summary identified the root cause of the elopement as the 3rd floor North stairwell door alarm being disabled while the door remained broken and unsecured.
Removal Plan
- Resident #1 was placed on 15-minute safety checks and kept under line-of-sight supervision when outside of their room; continued with use of a wander alert device; and resided in a room adjacent to the nursing station for frequent observations.
- All staff were educated on the Elopement policy and what measures to take if a resident went missing, including a power point presentation and post-tests.
- All exit and stairwell doors in the facility on the 2nd and 3rd floors were repaired by an outside vendor.
Failure to Prevent Resident-to-Resident Physical Abuse in Lobby Elevator Area
Penalty
Summary
The deficiency involves the facility’s failure to protect a resident from physical abuse by another resident, despite a known history of aggressive behavior. One resident with paraplegia, mood disorder, major depressive disorder, and anxiety disorder had an established care plan noting potential for physical aggression and risk of being abused. Prior documentation showed that this resident had been involved in a physical altercation with another resident in June of the previous year, during which they reported being punched and stated they hit the other resident back. The care plan was updated at that time to reflect that the resident was abused by peers, with interventions including relocation as needed and a psychiatry referral, but later updates reflecting another resident-to-resident altercation did not include new interventions. On the day of the incident, video surveillance and witness statements documented that the aggressive resident and another resident were waiting at the elevator in the lobby, along with other residents. The second resident, who had diagnoses including schizophrenia and bipolar disorder, approached and stood next to the first resident’s wheelchair. The first resident was seen making hand gestures, then removed the left wheelchair armrest and used both hands to swing it toward the second resident. When the second resident reached toward the armrest, the first resident struck them on the forehead with the armrest, causing bleeding and resulting in a bump and small laceration. Staff arrived immediately after the assault and separated the residents, and the injured resident was later assessed and transferred to the hospital for evaluation. Interviews conducted after the event revealed differing accounts of the interaction leading up to the assault. The first resident reported that the second resident had previously used a racial epithet toward them and, on the day of the incident, again stood close, touched their shoulder, and repeated the racial epithet, prompting them to remove the armrest and strike the other resident. The second resident stated they were standing at the elevator, heard the first resident saying something, ignored it, and were then struck without warning. A security guard reported hearing the first resident tell the second resident not to stand close and to stop touching them, then observed the first resident swinging the armrest and hitting the second resident. Facility staff, including the RN Supervisor and DON, acknowledged that the incident occurred off the unit, that the aggressive resident had a history of verbal and physical abusive behavior toward staff, and that this was the first documented physical altercation between these two specific residents. Despite prior behavioral incidents and care plan documentation of aggression risk, the resident was on 30‑minute checks and was able to access and weaponize a removable wheelchair armrest in a common area, resulting in physical abuse of another resident.
Failure to Timely Respond to Oxygen Alarm and Report Suspected Neglect
Penalty
Summary
Facility staff failed to immediately report an alleged incident of neglect involving a resident who was dependent on respiratory support and continuous monitoring. The resident had spastic quadriplegic cerebral palsy, severe hypoxic ischemic encephalopathy, chronic respiratory failure, was severely cognitively impaired, and totally dependent on staff for all ADLs. On the date of the incident at 8:58 AM, the resident’s alert alarm indicated decreasing oxygen levels, but nursing and respiratory staff did not respond to the alarm or assess the resident in a timely manner, in deviation from the facility’s pulse oximetry escalation pathway and alarm response procedures. The resident was later found unresponsive with gray skin, and a Code Blue was initiated. CPR was started, and the resident was transferred to the hospital, where they were determined to have no brain activity; life support was later terminated and the resident expired. Although the facility’s policy required that alleged or suspected violations involving mistreatment, neglect, or other reportable events be reported to the State Survey Agency and other appropriate authorities no later than 2 hours after forming the suspicion if serious bodily injury occurred, or within 24 hours otherwise, the incident was not reported in accordance with these time frames. The incident occurred on one date, the Administrator was not notified until a later date, and the New York State Department of Health was not notified until four days after the event. The DON stated they were unaware that staff had failed to respond to the alerts until reviewing the alert system report and interviewing staff, and also stated they were unaware the incident should have been reported to the Department of Health, while the Administrator confirmed they had not been notified of the Code Blue on the day it occurred.
Failure to Implement Effective Infection Surveillance and Outbreak Reporting
Penalty
Summary
The deficiency involves the facility’s failure to maintain and implement an effective infection prevention and control program during a norovirus outbreak and in its ongoing surveillance activities. During a norovirus gastroenteritis outbreak, the facility identified multiple residents with gastrointestinal illness on two units, as documented on an infection control tracking sheet for a single date. The facility’s policy on routine infection control surveillance required ongoing assessment of all residents for changes in symptoms or conditions indicative of infection, but surveillance tracking was only completed for one day and was not continued or updated with symptoms or management throughout the outbreak. The DON and the Infection Preventionist (IP) both acknowledged that surveillance tracking sheets should have been completed daily during the outbreak and that they did not know why this was not done. The facility also did not comply with state reporting requirements related to the outbreak. After the cluster of gastrointestinal illness cases was identified, the NYSDOH sent an email to the DON stating that submission of a Nosocomial Outbreak Reporting Application report was required for a single case of a reportable pathogen in a nursing home resident or a cluster of cases above baseline. The DON stated they were aware of this email but confirmed that the requested outbreak report was never submitted to NYSDOH. The DON further stated that NYSDOH should have been contacted immediately when the outbreak was discovered, and that they were not the DON at the time and did not know why the previous DON failed to submit the report. In addition to the outbreak-related issues, the facility’s ongoing infection surveillance line lists for several months were incomplete. The Infection Control Line List for January, February, and March documented residents on antibiotic therapy for various infections, including wound infections, respiratory infections, urinary tract infections, bacteremia, and Clostridium difficile. However, these line lists lacked documentation of infection signs and symptoms, diagnostic tests and laboratory results, the type of precautions used, and any indication of outbreak potential. During interview, the IP confirmed that they used the line list for surveillance and monitoring of residents with infections and on antibiotics, but acknowledged that the lists did not include the required clinical details and precautions. The DON also stated that the IP was responsible for ensuring surveillance included signs and symptoms, diagnostic tests with results, and precautions to prevent outbreaks.
Incomplete and Inaccurate Medication Administration Documentation for a Resident
Penalty
Summary
The deficiency involves the facility’s failure to maintain complete and accurately documented medical records in accordance with accepted professional standards for one resident. For this cognitively intact resident with essential hypertension, adjustment disorder with mixed anxiety and depressed mood, major depressive disorder, and dementia, standing medication orders included multiple daily and twice-daily medications such as antihypertensives, antidepressants, an anticoagulant, a diuretic, an antianginal patch, an inhaler, and other agents. The facility’s medication administration policy required that medications be administered in accordance with physician orders, that documentation of administration be completed on the computer immediately after administration with the nurse’s initials at the corresponding date and time, and that at the end of each shift the medication nurse review the MAR, 24‑hour report, and nurses’ notes to ensure documentation is accurate and complete. Record review of the medication administration audit report for multiple dates in December 2024 showed discrepancies between the scheduled 9:00 a.m. administration times and the times documented as administered for this resident’s medications. On thirteen separate dates, all medications scheduled for 9:00 a.m. were documented as being administered after 12:00 p.m. but before 1:00 p.m. when a particular RN was passing medications to this resident. These documented times did not align with the scheduled administration time and were inconsistent with the policy requirement that medications be given at the right time and documented immediately after administration. The pattern of late documentation occurred on each of the identified dates when that RN was responsible for the medication pass for this resident. In interviews, the RN who administered the medications stated that the resident received most medications at 9:00 a.m. and some at 5:00 p.m., and described issues such as the computer timing out after about 10 minutes, logging the nurse out, and situations where medications might have been given earlier but not clicked off in the system. The RN reported that the documented times (for example, showing around 12:00 p.m.) might not be accurate, could reflect late documentation, and could be affected by computer glitches, but could not recall specific details from the December dates. The Assistant DON reported that one nurse on the unit was responsible for administering medications to approximately 38–40 residents, that the incoming nurse’s start of shift included a narcotic count and report that delayed the start of the medication pass to about 8:30 a.m., and that this left about two minutes per resident to complete the pass by 10:00 a.m. The Administrator stated that their expectation was that nurses review the MAR at the end of the shift and that unit managers run a monthly report, while the Pharmacy Consultant stated they did not review MARs and assumed nursing conducted internal auditing. These practices and conditions contributed to incomplete and inaccurate medication administration documentation for the resident on the identified dates.
Failure to Inform Residents of Grievance Process and Document Grievances and Resolutions
Penalty
Summary
The facility failed to ensure residents were informed about the grievance process and that grievances were documented and tracked in accordance with its grievance policy. The Social Services/Admissions Coordinator, identified as the Grievance Officer, reported that while they interviewed residents and emailed Administration about complaints they could not resolve, they were unable to provide a grievance log or grievance forms. During resident council, multiple residents stated they voiced concerns in the meeting but did not know how to file grievances outside of that setting, and there was no documented evidence listing grievances or the facility’s responses. The DON stated that grievances should be monitored by Social Services with documentation of the nature of the complaint and the resolution, but acknowledged that the process was informal, dependent on circumstances, and not completely clear, with no forms or documentation used to track grievance progress and resolution. For one resident reviewed for care planning, the facility did not consistently address and document multiple grievances raised by the resident’s representative. This resident had diagnoses including cerebral infarction, occlusion and stenosis of the left carotid artery, and myocardial infarction, with the admission MDS indicating moderately impaired cognition and involvement of the resident and family in assessment and goal setting. The representative reported numerous concerns regarding miscommunication between nursing and rehabilitation, discharge planning, appointment scheduling, call bell response time, personal property, resident preferences, nutrition, and proper diet, all of which were communicated to Administration via email and paper copies. Although a family meeting was held to discuss these concerns, the Social Services/Admissions Coordinator and the DON confirmed there was no documented evidence of how each grievance was addressed or resolved, and that most concerns were handled verbally without formal documentation or investigation of every complaint.
Failure to Provide Timely Toileting Assistance and Call Bell Response
Penalty
Summary
Surveyors identified a deficiency in the facility’s failure to provide necessary assistance with toileting and timely response to call bells for residents who were unable to perform activities of daily living independently. Facility policy on Activities of Daily Living required that residents receive appropriate treatment and services to maintain or improve their ability to carry out ADLs, including elimination and toileting, and the facility’s No Pass policy required all staff to respond to call lights and obtain help if they could not provide it themselves. Despite these policies, multiple observations, interviews, and record reviews showed that residents did not consistently receive timely toileting care or call bell responses. One resident with Parkinson’s disease, dementia, heart disease, severely impaired cognition, and total dependence on staff for toileting and hygiene was care planned to be checked for incontinence and changed as needed, and to have toileting needs anticipated every two hours with assistance to the toilet. Kardex instructions for several months reiterated two-hour toileting checks and assistance, and CNA documentation reports for January through March showed numerous missing entries for toileting and two-hour checks across multiple shifts. A nursing home investigative report documented that a family member found this resident with urine-saturated clothing and wheelchair cushion in the afternoon, and the Administrator confirmed the saturation. The CNA identified as responsible for ADLs and accountability tasks for that shift stated they did not change the resident at all during the eight-hour shift, did not perform end-of-day care, and did not inform anyone that they were unable to care for the resident, and also stated they did not check on the resident until late morning. There was conflicting documentation on the assignment sheet, and another CNA reported that the resident was checked every two hours and could indicate when cleaning was needed, while a second family member reported having observed a strong urine smell on three Sunday visits in recent months, which staff addressed when notified. Another resident with a history of stroke and myocardial infarction, and moderately impaired cognition, required maximal assistance with toileting and moderate assistance with bathing and dressing. During one observation, this resident’s call bell was ringing, and the resident reported having waited a long time for care and stated they had been waiting since early morning; staff did not respond until several minutes after the surveyor’s observation began, at which time morning care was provided. On another day, the shared room call bell was ringing while two residents in the room reported they were still in bed, unwashed, undressed, and waiting to get out of bed, stating they had been waiting about half an hour; staff arrived to assist approximately 18 minutes after the surveyor’s initial observation. The resident’s representative reported multiple episodes when call bell response times exceeded one hour and had communicated these concerns to staff. The DON stated that call bells should be responded to when heard and that 30–60 minutes was not acceptable, but also indicated that response time depended on staffing. Additional evidence of delayed call bell response and unmet toileting needs came from Resident Council minutes, call bell audits, and direct observations. Resident Council minutes over several months documented ongoing resident reports that call bell wait times were “on the longer side” and “too long,” and that more nursing staff were needed, particularly on weekends when residents reported only three CNAs were often scheduled. Facility call bell audits conducted in response to complaints documented 23 observations, including one call bell active for 45 minutes and another for 15 minutes in the same room. During one observation, a room call bell rang for at least 14 minutes while multiple staff, including a CNA, a medication nurse, a social work/admissions coordinator, and a unit clerk, passed the room without entering; when the CNA finally entered, the resident requested a bedpan and the CNA left and did not return with the bedpan for another 10 minutes. In another observation, a room call bell rang for at least 27 minutes while a medication nurse, social work/administration staff, and a unit clerk were present in the hallway or nearby but did not respond to the bell. A spouse reported receiving at least 10 overnight phone calls from a resident asking them to call the nurses’ station because no one was responding to the call bell, and also reported that it took a long time for the nurses’ station to answer the phone.
Failure to Collect Ordered Stool Specimen and Notify Practitioner of Uncompleted Lab Test
Penalty
Summary
The deficiency involves the facility’s failure to ensure that a resident received treatment and care in accordance with professional standards and practitioner orders when a stool specimen was not collected as ordered, and the ordering practitioners were not notified. The facility’s policy dated 05/2025 required that when a physician or other authorized practitioner’s order is not carried out as ordered, delayed, modified, or discontinued, the practitioner must be notified. Resident #124 had diagnoses including moderate persistent asthma, essential hypertension, and spinal stenosis, and was documented as always incontinent of bowel and dependent on staff for toileting and hygiene per the care guide, care plan, and admission MDS. On 12/11/2024, the resident developed loose, watery stools and nausea, and the physician and NP were notified, resulting in orders for a stool bacterial detection panel with C. difficile and Zofran as needed. On 12/11/2024, nursing documentation showed that the resident had an episode of loose watery stool in the morning, with the physician notified and an order given to collect stool for testing. Later that day, an RN documented that the resident had nausea and loose stool, that the NP was made aware, and that stool collection and Zofran were ordered. The NP progress note that evening documented watery stool, ordered a GI PCR to rule out gastroenteritis, and planned to monitor the resident, noting stable vitals and a mildly elevated white blood count. The functional abilities record showed the resident was incontinent of bowel on multiple shifts on 12/11/2024, 12/12/2024, and 12/13/2024. The Treatment Administration Record for December 2024 documented the stool test order on 12/11/2024 and 12/12/2024, with entries by LPN #2 and LPN #3 indicating the stool collection was “not administered, unable to obtain.” Despite repeated incontinence episodes that could have provided opportunities to obtain a specimen, there was no documented evidence that the NP or physician were notified that the ordered stool sample had not been collected. A nursing progress note on 12/12/2024 at 2:24 A.M. documented that the resident was alert, able to make needs known, had poor appetite, good fluid intake, an episode of emesis after drinking water too fast, and was feeling better afterward, but did not address the outstanding stool order. During interviews, LPN #3 acknowledged awareness of the stool collection order and documented “not administered” on two shifts but did not write a note indicating that the NP or physician had been informed that the specimen was not obtained. The LPN Unit Manager stated that whether to notify the NP or physician when a stool sample was not collected was handled on a case-by-case basis. In contrast, the Medical Director/Primary Physician and NP #1 both stated they expected to be informed if a lab test they ordered, such as a stool specimen, was not completed, and NP #1 indicated they might have added additional orders and reminded staff to collect the stool if they had known it was not obtained.
Failure to Provide Appropriate Discharge Planning and Readmission for Hospitalized Resident
Penalty
Summary
Surveyors identified that the facility failed to ensure an appropriate discharge plan for one resident who was hospitalized for a suspected gastrointestinal bleed. The resident had vascular dementia with behavioral disturbances, sequelae of cerebral infarction, constipation, and atrial fibrillation, and was dependent for toileting and transfers with documented verbal and physical behaviors toward others. After the resident vomited coffee-ground emesis, the physician ordered a transfer to the hospital emergency department to rule out a GI bleed, and the discharge MDS reflected an unplanned discharge to a short-term general hospital with return anticipated. An interdisciplinary care plan meeting held prior to the hospitalization included multiple disciplines, the resident’s companion, and two guardians, but there was no documentation that discharge planning was discussed, and the resident’s care plan contained no evidence of a planned discharge. While the resident was in the hospital, the facility issued a same-day Transfer/Discharge Notice stating that the IDT had determined the resident would be discharged that day, citing that the resident’s needs could not be met after reasonable accommodation and that the safety and health of individuals in the facility would be endangered. The notice identified interference from the resident’s two guardians as the evidence supporting these reasons, but there was no documentation that the resident personally endangered the health or safety of others. The notice included information about the right to appeal the discharge, and the discharge was appealed. When the resident was medically cleared to return, the facility did not accept the resident back. Review of the electronic medical record showed no documented IDT discharge plan and no nursing progress notes after the date of hospital transfer, and no social work progress notes after that time, indicating a lack of documented planning and coordination related to the discharge decision.
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