Improper Transfer and Unexplained Fracture
Summary
The facility failed to ensure a resident was transferred according to her plan of care and failed to ensure she was free from an injury of unknown origin. Resident B had diagnoses including dementia and weakness, was severely cognitively impaired, and required substantial to maximum assistance with transfers and mobility. Her care plan directed staff to use simple communication, and her orders and CNA flow sheet indicated she was to be transferred with a stand lift. The record also showed she had a shower on 6/8/26 and later developed severe right upper extremity and shoulder pain, with an x-ray confirming a mildly impacted and displaced fracture of the proximal right humerus. The documentation did not show a clear explanation for how the injury occurred. A nursing note on 6/10/26 documented severe right upper extremity/shoulder pain and an x-ray order, and the radiology report on 6/11/26 identified a fracture involving the humeral head and neck with displacement. A later nursing note stated the resident reported she had fallen out of bed, and a facility fall event recorded that she said she rolled from bed and that the event was unwitnessed. However, the record contained no prior progress notes showing she had fallen, rolled out of bed, or been found on the floor, and there were no notes documenting how or who removed her from the floor if that had occurred. Witness statements and staff interviews showed conflicting accounts of the shower transfer and the resident’s pain. CNA and QMA statements indicated the resident complained of pain before or after the shower, and one CNA reported hearing a ripping sound during the transfer but did not investigate. During interviews, CNAs stated the resident was transferred without the mechanical stand-up lift or a gait belt because the lift was not felt to be safe, and one CNA lifted the resident under the arms while another dressed and undressed her. Physical therapy staff stated that if the stand-up lift was not safe, staff should have used the full body mechanical lift, and the facility policy stated residents requiring a two-person transfer were to be transferred with a mechanical lift or sit-stand lift.
Penalty
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