Stay Ahead of Compliance with Monthly Citation Updates


In your State Survey window and need a snapshot of your risks?

Survey Preparedness Report

One Time Fee
$79
  • Last 12 months of citation data in one tailored report
  • Pinpoint the tags driving penalties in facilities like yours
  • Jump to regulations and pathways used by surveyors
  • Access to your report within 2 hours of purchase
  • Easily share it with your team - no registration needed
Get Your Report Now →

Monthly citation updates straight to your inbox for ongoing preparation?

Monthly Citation Reports

$18.90 per month
  • Latest citation updates delivered monthly to your email
  • Citations organized by compliance areas
  • Shared automatically with your team, by area
  • Customizable for your state(s) of interest
  • Direct links to CMS documentation relevant parts
Learn more →

Save Hours of Work with AI-Powered Plan of Correction Writer


One-Time Fee

$49 per Plan of Correction
Volume discounts available – save up to 20%
  • Quickly search for approved POC from other facilities
  • Instant access
  • Intuitive interface
  • No recurring fees
  • Save hours of work
F0657
D

Failure to Involve Resident in Care Plan Development and Discharge Planning

Utica, New York Survey Completed on 06-05-2025

Penalty

Fine: $167,845
tooltip icon
The penalty, as released by CMS, applies to the entire inspection this citation is part of, covering all citations and f-tags issued, not just this specific f-tag. For the complete original report, please refer to the 'Details' section.

Summary

The facility failed to ensure that a resident participated in the development of their comprehensive care plan or was invited to attend the initial care plan meeting, as required by facility policy and federal regulations. The resident, who was admitted with a right femur fracture and had moderately impaired cognition, required partial assistance with most activities of daily living and had an active discharge plan to return to the community. Despite documentation in the care plan and therapy notes indicating discharge planning and the resident's preferences, there was no evidence of a care plan meeting invitation, attendance sheet, or documented conversations with the resident or their family regarding the plan of care or discharge goals. Interviews with staff revealed that the process for scheduling and documenting care plan meetings was not consistently followed. The social worker responsible for scheduling care plan meetings stated that invitations were typically hand-delivered to residents and families were called, with attendance sheets signed at meetings. However, in this case, the social worker acknowledged that conversations with the resident about discharge planning were not documented, and no care plan or discharge meeting had been held or scheduled for the resident. The Director of Social Work and the Minimum Data Set Coordinator both confirmed that the resident had not been scheduled for a care plan meeting within the required timeframe due to a failure to enter the review date into the system. The resident reported not attending a care plan meeting, not knowing when they would be discharged, and not receiving information about their discharge plan despite asking staff daily. Staff interviews confirmed that while the resident was discussed in Utilization Review meetings, this information was not communicated to the resident or their family, and required documentation and resident participation in care planning did not occur as per facility policy.

An unhandled error has occurred. Reload 🗙