Failure to Promptly Notify Physician of Abnormal X-ray Results After Resident Fall
Summary
A deficiency occurred when the facility failed to promptly notify a resident's physician by phone, as required by facility protocol, after receiving x-ray results that indicated a right femur fracture. The resident, an elderly female with multiple diagnoses including schizoaffective disorder, dementia, osteoporosis, and a history of falls, was found on the floor with hip bruising. Initial assessments were performed, and the on-call physician, DON, and family were notified of the fall. However, after a portable x-ray was ordered and completed due to post-fall pain, the results showing a mildly displaced fracture of the right femoral neck were received and only faxed to the physician, not communicated by phone as required. The x-ray results were received during the night, but there was no immediate phone notification to the physician. The abnormal findings were instead faxed, and it was not until later the following morning that the ADON called the physician's office to report the fracture and increased pain. The physician then ordered the resident to be sent to the ER, where she was admitted and underwent a right hip arthroplasty. Interviews with staff confirmed that the facility's expectation and protocol were to immediately call the physician with abnormal x-ray or lab results, especially those indicating a fracture, and not to rely on fax communication for critical findings. Facility policy required prompt diagnostic action and direct communication with the physician in the event of a fall with suspected injury, particularly for residents with dementia. The failure to follow this protocol resulted in a delay in notifying the physician about the resident's fracture, as the abnormal x-ray was not reported by phone as required. This delay was confirmed through interviews and record review, and staff acknowledged that the expected process was not followed in this instance.
Penalty
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A resident experienced a witnessed fall from a wheelchair, striking the head and later developing swelling and bruising around one eye. Nursing staff notified the physician, and a PA subsequently evaluated the resident, noting headache and vision changes and ordering an orbital x-ray. The medical record shows no evidence that the ordered x-ray was ever completed or that results were obtained, even though the facility’s assessment states it will provide access to diagnostic x-ray services. The resident later had another fall and was sent to the hospital, where a head CT was performed, and the ADON later confirmed the orbital x-ray had not been done.
A resident’s x-ray results were reported to the facility but were not promptly communicated to the nurse practitioner. An LPN checked the EMR once during the night and saw the results as pending, did not recheck later in the shift, and did not notify the NP. An RN later documented that results were relayed and the NP ordered hospital transfer, but the NP reported they were not notified by staff and only became aware of the results upon independently reviewing the EMR. The DON stated nurses are expected to check for x-ray results at shift start and end and immediately notify the NP when results are available.
A resident with severely impaired cognition, mobility limitations, and multiple medical conditions fell onto a floor mat while returning from the bathroom, as reported by a cognitively impaired but decision-capable roommate who activated the call light. An RN Supervisor assessed the resident, who reported mild left wrist pain, and notified the physician, who issued a stat order for a left wrist x-ray and Tylenol for pain. The facility’s policy required stat orders to be completed within four to six hours, but surveyors found that the stat x-ray was not completed within this timeframe, resulting in a cited deficiency for failure to timely complete the ordered diagnostic test.
A resident with elevated liver enzymes had a physician order for a right upper quadrant ultrasound, but nursing staff did not complete the ordered test. Review of the medical record showed no ultrasound results, and the DON confirmed that the ordered diagnostic study was never carried out, resulting in a failure to follow the practitioner’s order for necessary testing.
A resident with a Stage 3 necrotic sacral pressure injury had a physician order for a sacrum/pelvis x-ray to evaluate for osteomyelitis, but the x-ray was never completed. An RN entered the order into the radiology provider’s portal, but the test was not done before the end of the shift, and there was no documented nursing follow-up to confirm completion or obtain and report results to the practitioner. The DON later learned from the radiology provider that the x-ray had been cancelled due to lack of a credentialed radiologist to read it, and the facility had not been notified of this cancellation, resulting in the ordered diagnostic test not being provided.
A resident with multiple respiratory conditions and impaired cognition had abnormal lab and chest x-ray results indicating a possible infection. Nursing staff failed to verify that these results were received by the physician or nurse practitioner, and there was no documentation of provider notification or follow-up. As a result, the resident did not receive timely medical intervention for the abnormal findings, and required notification procedures were not followed.
Failure to Complete Ordered Orbital X-Ray After Resident Fall With Head Injury
Penalty
Summary
The deficiency involves the facility’s failure to ensure that an ordered orbital x-ray was completed for a resident following a fall with head impact. The facility’s Facility Assessment dated 11/1/25 states that the facility will employ or contract staff to provide clinical laboratory and diagnostic x-ray services. Nursing progress notes document that the resident had a witnessed fall in the hallway, during which the resident, who was wheeling himself in a wheelchair, scooted out of the chair and hit his head. The following day, nursing notes recorded slight swelling and a bruised right eye, and the night shift nurse notified the facility Medical Director. On 12/31/25, a physician’s assistant evaluated the resident for a fall follow-up and documented a positive review of systems for headache and vision changes, with a plan for an orbital x-ray. Despite this order, the resident’s electronic medical record contains no documentation that the orbital x-ray was ever completed or that any results were obtained. Subsequent nursing notes show that the resident later experienced another fall and was sent to a local emergency room, where a head CT was performed. On 2/10/26, the ADON confirmed that the resident did not receive the ordered orbital x-ray during the time the resident remained in the facility and stated that the x-ray should have been completed.
Failure to Promptly Notify Practitioner of Radiology Results
Penalty
Summary
The deficiency involves the facility’s failure to promptly notify a practitioner of radiology results for one resident. The resident’s x-ray was performed on 1/5/26 at 6:37 PM, and the radiology report indicates the results were reported to the facility on 1/6/26 at 1:43 AM. The nurse practitioner ultimately reviewed the results on 1/6/26 at 4:59 PM. The facility’s nursing schedule shows that an RN and an LPN were assigned to the resident’s hall when the x-rays were ordered and when the results were received. The LPN reported checking the resident’s electronic medical record for updated x-ray results around 3:30 AM on 1/6/26 and stated that at that time the results still appeared as pending. The LPN did not check again for updated x-ray results for the remainder of the shift, despite being instructed that nurses should check for results at the end of each shift and notify the nurse practitioner immediately when results are received. The RN later documented in a nurse’s note on 1/6/26 at 5:30 PM that the x-ray results were relayed to the nurse practitioner, who then ordered the resident sent to the local hospital for further evaluation and treatment. However, the nurse practitioner stated that no facility staff notified them that the x-ray results had been uploaded prior to their own review at 4:59 PM on 1/6/26, and that earlier notification would have resulted in the resident being sent to the hospital earlier in the day. The Director of Nursing confirmed that the facility’s expectation is that nurses check for x-ray results at the beginning and end of their shifts and notify the nurse practitioner by call, text, or in person when results are available, to ensure the practitioner receives and reviews them.
Failure to Timely Complete Stat X-Ray Order After Resident Fall
Penalty
Summary
The facility failed to ensure that a physician’s stat order for an x-ray was completed within the facility’s required timeframe for one resident following a fall. The facility’s policy titled “Stat Orders,” last reviewed on 1/8/2025, required that stat orders be completed promptly within a four to six-hour timeframe. After a fall event, a Change of Condition/Interact assessment form dated 1/1/2026 at 7:40 p.m. documented that a resident’s roommate activated the call light to report that the resident was on the floor mat, having fallen on his back while returning from the bathroom. The RN Supervisor assessed the resident, who reported left wrist pain rated 3/10, and notified the physician and responsible party. The physician returned the call on 1/1/2026 at 7:45 p.m. and ordered a left wrist x-ray and Tylenol 325 mg for pain, which the RN Supervisor documented as noted and carried out. However, the survey findings concluded that the stat x-ray order was not completed timely in accordance with the facility’s policy. The resident involved had been originally admitted with diagnoses including diverticulosis of the large intestine without perforation or abscess, asthma, and unspecified abnormalities of gait and mobility, and had severely impaired cognition with a need for moderate to maximal assistance for toileting, bathing, dressing, personal hygiene, and mobility. The deficiency was cited for failure to complete the stat x-ray order within the required four to six-hour timeframe following the fall.
Failure to Complete Ordered Diagnostic Ultrasound
Penalty
Summary
Facility nursing staff failed to follow a physician’s order to obtain a right upper quadrant ultrasound for a resident whose laboratory tests showed elevated liver enzymes. The resident’s medical record showed that in September 2025 labs revealed elevated liver enzymes, and on 9/18/2025 the physician ordered a right upper quadrant ultrasound. Subsequent review of the medical record revealed no evidence that the ultrasound was completed or that results were obtained. During an interview, the Director of Nursing confirmed that nursing staff did not complete the ordered ultrasound, and the surveyor identified this as a concern related to failure to follow a physician’s order. The deficiency was identified during a complaint survey initiated after a complaint alleging the facility failed to monitor the resident’s status and well-being during the stay. Medical record review on 1/12/26 confirmed the absence of ultrasound results despite the prior order, and the DON’s interview on 1/12/25 further verified that the ordered diagnostic test was not carried out by nursing staff.
Failure to Ensure Completion and Follow-Up of Ordered X-Ray
Penalty
Summary
The facility failed to ensure that a resident received radiology services as ordered by the physician. A physician progress note dated 12/07/25 documented that the resident had a Stage 3 sacral pressure injury that appeared necrotic, and the physician ordered an x-ray of the sacrum and pelvis to evaluate for osteomyelitis. A corresponding physician order dated 12/07/25 directed staff to obtain an x-ray of the pelvis and sacrum. Review of the medical record from 12/07/25 through 12/15/25, when the resident was transferred to the hospital for evaluation, showed no documentation that the ordered x-ray had been completed. Nurse #2 reported that the physician saw the resident late in the evening on 12/07/25 and ordered the sacrum and pelvis x-ray, and that she entered the x-ray order into the radiology provider’s computer portal that same day. She stated the x-ray was not completed before the end of her shift and she was unaware it had not been done. The medical record contained no evidence that nursing staff followed up on the x-ray to determine if or when it was conducted or to obtain and report results to the physician. The DON stated that non-STAT x-rays may take a few days to be completed and reported that the radiology provider later indicated they had cancelled the x-ray because they did not have a credentialed radiologist to read the results, and that the provider did not inform facility staff of this cancellation. The DON stated it was her expectation that x-rays be obtained as ordered by the physician.
Failure to Notify Physician of Abnormal Lab and Diagnostic Results
Penalty
Summary
The facility failed to verify receipt or follow up with the attending physician or nurse practitioner regarding abnormal laboratory and diagnostic results for a resident who exhibited signs of infection. The resident, who had a history of chronic obstructive pulmonary disease, emphysema, respiratory failure with hypoxia, recurrent pneumonia, and aneurysm, was admitted with significant cognitive impairment and was dependent on staff for all care. Orders were placed for a chest x-ray and laboratory tests due to respiratory symptoms, and results showed an elevated white blood cell count and abnormal chest x-ray findings suggestive of an infectious process. Despite these abnormal findings, there was no documented evidence that the physician or nurse practitioner was notified of the results. The results were faxed and texted by the RN to the nurse practitioner and physician, but there was no confirmation of receipt or response. Interviews revealed that the nurse did not verify whether the results were received and did not follow up with the physician. The physician and nurse practitioner both stated they never received the results, and the facility did not have the correct contact information for text communication. The facility's policy required direct communication and documentation of physician notification, especially in cases of significant change in condition, but this was not followed. The lack of communication and verification resulted in the resident not receiving necessary medical intervention for the abnormal findings. The resident subsequently experienced a significant decline, was found unresponsive, and was pronounced deceased. There was no documentation of a change in condition report or assessment related to the abnormal laboratory or diagnostic results, and the required notification procedures were not followed as outlined in the facility's policies.
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