Lack of Hospital Transfer Agreement
Summary
The facility failed to maintain a written transfer agreement with at least one local hospital certified by Medicare or Medicaid, which is necessary to ensure the timely transfer and admission of residents requiring hospital care. During a record review, the facility was unable to provide documentation of such an agreement with a local area hospital. In an interview, the Nursing Home Administrator (NHA) confirmed the absence of a current transfer agreement and acknowledged the importance of having one in place to facilitate the transfer of residents when medically necessary.
Penalty
Resources
Below are regulatory guidelines relevant to this citation:
A facility failed to maintain a transfer agreement with at least one Medicare- or Medicaid-certified hospital. Record review found no evidence of any hospital transfer agreement, and the ADM confirmed the facility did not have one. The facility had a census of 65 residents.
Expired Hospital Transfer Agreement: The facility failed to maintain a current transfer agreement with an area hospital. Review of the transfer agreement showed it was signed by the facility and the hospital and was only effective for two years unless terminated earlier. The Administrator confirmed the agreement had not been renewed and stated he did not realize it had a two-year limit.
The facility failed to have a written transfer agreement with a local hospital. During the survey, the DON and NHA were unable to provide documentation showing an agreement with a hospital, and the papers later given to surveyors were transfer agreements with other SNFs instead. By the end of the survey process, no hospital transfer agreement had been produced.
The facility did not maintain or provide a written transfer agreement policy or documentation of formal arrangements with a Medicare- or Medicaid-certified hospital to ensure timely transfer of residents needing acute care. During surveyor review, no written policy outlining the process for hospital transfers could be produced. The Administrator reported that important document binders had been relocated during a recent facility-wide evacuation and the requested policy and transfer agreement documentation could not be located or verified.
Missing Hospital Transfer Agreement: The facility failed to maintain a written transfer agreement with a Medicare/Medicaid-certified hospital. During survey review, the Administrator could not produce any evidence of the agreement, and the DON/Clinical Nurse Consultant confirmed the agreement was necessary and that the hospital had been contacted. The issue affected all residents on 3 of 3 units.
The facility failed to maintain a written transfer agreement with at least one Medicare/Medicaid-certified hospital. During record review, surveyors requested the agreement from the Interim NHA, who confirmed that no written transfer agreement was in place. The findings were reviewed with the Interim NHA and DON during the exit conference.
Missing Hospital Transfer Agreement
Penalty
Summary
The facility failed to have a transfer agreement with a hospital certified by Medicare or Medicaid. Record review showed no evidence of any transfer agreement between the facility and a hospital. During interview, the Administrator confirmed that the facility did not have a hospital transfer agreement. The facility had a census of 65 residents at the time of the finding.
Expired Hospital Transfer Agreement
Penalty
Summary
The facility failed to have a current transfer agreement with an area hospital. Review of the facility document titled Transfer Agreement showed an agreement between Community Skilled Healthcare Center and Mercy Health Youngstown LLC doing business as Saint [NAME] Hospital, stating that it would take effect when signed by both parties and continue for two years unless terminated with 30 days written notice. The document was signed by the facility on 06/01/17 and by the hospital on [DATE], and an interview with the Administrator on 04/13/26 at 4:15 P.M. confirmed the agreement was finalized on 06/13/17. The Administrator stated he did not realize the agreement had a two-year limitation and confirmed it had not been renewed with the hospital.
Missing Hospital Transfer Agreement
Penalty
Summary
The facility failed to have a transfer agreement with a local hospital, as required to ensure residents can be moved quickly to the hospital when medical care is needed. During the survey, the surveyor asked the DON to review the transfer agreement with a local hospital, and the NHA was contacted by phone because he was not present in the facility. The DON stated that the NHA asked whether the information could be sent to the survey team the next day. The DON later provided transfer agreements, but they were with other skilled nursing facilities rather than with a hospital. By the close of business on 2/23/26, the facility had not provided documentation showing a written transfer agreement with a hospital.
Failure to Maintain Written Hospital Transfer Agreement Policy and Documentation
Penalty
Summary
The facility failed to maintain and provide a written transfer agreement policy and documentation of formalized arrangements with a Medicare- or Medicaid-certified hospital to ensure residents could be transferred when medically necessary. During document and policy review, surveyors were unable to obtain a written transfer agreement policy outlining the process for transferring residents to a hospital for acute care. In an interview, the Administrator stated she could not provide the requested transfer agreement policy at the time of survey, explaining that binders containing important documents had been relocated during a recent facility-wide evacuation and the documentation could not be produced. The facility also could not provide evidence of a current written transfer agreement or other documentation verifying formal transfer arrangements with a hospital for timely resident transfers. No specific residents, medical histories, or clinical conditions at the time of the deficiency were described in the report.
Missing Hospital Transfer Agreement
Penalty
Summary
The facility failed to ensure there was a written transfer agreement with a local hospital certified by Medicare or Medicaid. During an extended survey, the Administrator was asked to provide evidence of a transfer agreement, but he could not locate any copy of the agreement and stated there was no evidence of one in the facility's documentation. The Clinical Nurse Consultant stated that a transfer agreement was necessary and that the hospital had been contacted, while the Administrator later stated he had reached out to hospital administrative staff but had not received any information. The deficiency was identified as affecting all residents residing on 3 of 3 units.
No Written Hospital Transfer Agreement
Penalty
Summary
The facility failed to ensure that it had a written transfer agreement in effect with one or more hospitals approved for participation in Medicare/Medicaid programs. Review of facility documents showed that a sale between the former owner and the new owner was entered into on 12/15/25. On 1/12/26 at 9:00 AM, surveyors requested the facility's written transfer agreement from the Interim NHA, and at 2:46 PM the Interim NHA confirmed that the facility did not have a written transfer agreement. The findings were reviewed with the Interim NHA and the DON during the exit conference at 3:30 PM.
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