F0678 F678: Provide basic life support, including CPR, prior to the arrival of emergency medical personnel , subject to physician orders and the resident’s advance directives.
J

Failure to Honor Full Code Status Due to Conflicting Documentation and Omission of CPR

Appleton City ManorAppleton City, Missouri Survey Completed on 02-27-2026

Summary

The deficiency involves the facility’s failure to provide care consistent with a resident’s advance directives and physician orders when staff did not initiate CPR for a resident who was a full code. The resident’s medical record contained conflicting documentation regarding code status: page one of the face sheet listed DNR, while page two listed CPR in the advance directive field. The resident’s current physician’s order sheet contained an order for CPR, and the health care directive form, signed by the resident’s guardian, indicated that the guardian did not wish to make a health care directive at that time, which staff stated defaulted to full code. The Social Services Director and nursing staff reported that, in the absence of a signed DNR, the resident’s status should be full code and CPR should be initiated if the resident was found unresponsive. On the day of the incident, a CNA checked on the resident around 6:00 A.M. and observed the resident sleeping. When the CNA returned around 7:45 A.M. to assist the roommate, the resident was found lying across the bed, appearing as if they had attempted to sit up and then slumped over, and did not respond. The CNA called for the nurse and then checked the emergency book, which indicated the resident was DNR. RN E responded, found the resident lying across the bed with no heartbeat or respirations, lips blue, and a gray appearance, and did not initiate CPR. RN E instead notified the Administrator, and together they pronounced the resident deceased at 7:55 A.M. without starting CPR. Nursing progress notes documented that the resident was found unresponsive at 7:50 A.M., with ashen face and purple lips, and that the resident was pronounced deceased at 7:55 A.M. Multiple staff interviews revealed inconsistent understanding and use of code status information. Staff reported that code status could be found in several locations, including the emergency binder, the electronic medical record, the resident’s door tag (red sticker for DNR), and the face sheet. LPNs, CNAs, the MDS Coordinator, and the SSD stated that if there was no signed DNR or if code status information conflicted, the resident should be treated as full code and CPR should be started and continued until EMS arrived. The DON, SSD, NP, Medical Director, and Administrator all confirmed that the resident’s health care directive and physician orders supported a full code status and that the resident’s code status should have been consistent throughout the record. Despite this, RN E and the Administrator relied on the DNR notation on the face sheet and the emergency book and did not question the discrepancy or initiate CPR when the resident was found unresponsive.

Penalty

No penalty information released
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The penalty, as released by CMS, applies to the entire inspection this citation is part of, covering all citations and f-tags issued, not just this specific f-tag. For the complete original report, please refer to the 'Details' section.

Resources

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Inaccurate Crash Cart Audits and Missing Emergency Equipment
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F0678 F678: Provide basic life support, including CPR, prior to the arrival of emergency medical personnel , subject to physician orders and the resident’s advance directives.
Short Summary

The facility failed to maintain accurate and complete crash cart audits for multiple full-code residents. Surveyors, accompanied by the DON, found that daily crash cart checks did not include verification of supply expiration dates, and that an extension cord documented as present on several audit dates was not actually in the cart. Audit logs also conflicted with the cart’s contents by indicating that required items such as eye protection, saline, and clear plastic were present when they were not. These findings were inconsistent with the facility’s policy requiring the crash cart to be checked every 24 hours and after each use, with prompt replacement of equipment and supplies.

No penalty information released
tooltip icon
The penalty, as released by CMS, applies to the entire inspection this citation is part of, covering all citations and f-tags issued, not just this specific f-tag. For the complete original report, please refer to the 'Details' section.
Failure to Ensure Nursing Staff Held Proper BLS CPR Certification
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F0678 F678: Provide basic life support, including CPR, prior to the arrival of emergency medical personnel , subject to physician orders and the resident’s advance directives.
Short Summary

Surveyors found that several nurses lacked proper CPR certification required to support residents with full code status. Some LPNs and an RN had no CPR certification documented in their personnel files, while other LPNs held CPR cards that, although covering adult, child, infant, and AED use, did not specify BLS or healthcare provider-level training. The DON confirmed these gaps, which were inconsistent with facility policies requiring verification of necessary licenses and certifications at hire and ongoing BLS CPR certification for key clinical staff involved in resuscitative efforts.

No penalty information released
tooltip icon
The penalty, as released by CMS, applies to the entire inspection this citation is part of, covering all citations and f-tags issued, not just this specific f-tag. For the complete original report, please refer to the 'Details' section.
AED on Rehab Hall Crash Cart Lacked Pads for Full Code Residents
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F0678 F678: Provide basic life support, including CPR, prior to the arrival of emergency medical personnel , subject to physician orders and the resident’s advance directives.
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Surveyors found that the AED on the Rehab Hall crash cart had no pads attached and no pads stored in the AED compartments or in the crash cart, despite daily checks being documented on a crash cart checklist that did not include verification of AED function or pad availability. During the observation, the ADON confirmed that no AED pads were readily available. The facility reported that this crash cart and AED would be used in an emergency for 18 of 19 residents on the Rehab Hall who were identified as Full Code.

No penalty information released
tooltip icon
The penalty, as released by CMS, applies to the entire inspection this citation is part of, covering all citations and f-tags issued, not just this specific f-tag. For the complete original report, please refer to the 'Details' section.
Failure to Maintain Current CPR Certification Among Nursing Staff
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F0678 F678: Provide basic life support, including CPR, prior to the arrival of emergency medical personnel , subject to physician orders and the resident’s advance directives.
Short Summary

Three staff members, including a CNA, an RN, and an LPN, were found to be working without current CPR certification, as confirmed by personnel file reviews and staff interviews. The DON was aware of some expired certifications, and all three staff continued to work shifts despite the facility's policy requiring current CPR certification.

No penalty information released
tooltip icon
The penalty, as released by CMS, applies to the entire inspection this citation is part of, covering all citations and f-tags issued, not just this specific f-tag. For the complete original report, please refer to the 'Details' section.
Failure to Initiate Immediate and Effective CPR for Full Code Resident
D
F0678 F678: Provide basic life support, including CPR, prior to the arrival of emergency medical personnel , subject to physician orders and the resident’s advance directives.
Short Summary

A resident with multiple serious medical conditions and a full code status was found unresponsive and exhibiting signs of death. Staff failed to immediately initiate CPR, with delays caused by uncertainty, lack of certification, and panic. When CPR was started, it was performed ineffectively and without proper equipment or technique, as confirmed by EMS upon arrival. Facility policy requiring immediate CPR for full code residents was not followed.

No penalty information released
tooltip icon
The penalty, as released by CMS, applies to the entire inspection this citation is part of, covering all citations and f-tags issued, not just this specific f-tag. For the complete original report, please refer to the 'Details' section.
Failure to Ensure Code Status Orders Match Advance Directives
D
F0678 F678: Provide basic life support, including CPR, prior to the arrival of emergency medical personnel , subject to physician orders and the resident’s advance directives.
Short Summary

A resident with complex medical conditions had a signed Advance Directives Form indicating DNR CC-A, but the physician order listed the resident as full code for two months before being corrected. The DON confirmed the mismatch between the resident's documented wishes and the code status order, contrary to facility policy.

No penalty information released
tooltip icon
The penalty, as released by CMS, applies to the entire inspection this citation is part of, covering all citations and f-tags issued, not just this specific f-tag. For the complete original report, please refer to the 'Details' section.

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