Failure to Implement and Maintain Effective Fall Prevention and Supervision
Penalty
Summary
The deficiency involves the facility’s failure to provide adequate supervision and effective fall prevention interventions for multiple residents assessed as high fall risk, resulting in repeated unwitnessed falls and injuries. Facility policy required licensed nurses to update care plans with individualized interventions to reduce or prevent falls, to review care plans after each fall to determine intervention effectiveness, and to complete a systematic post-fall review with root cause identification. The policy also stated that while a new intervention was not required after every fall, each fall required review of current interventions and consideration of discontinuing ineffective ones. Despite this, residents with high fall risk scores experienced numerous unwitnessed falls where either no new preventive interventions were implemented, or interventions documented in the care plan were not put into place. One resident with dementia, seizures, atrial fibrillation, cognitive impairment, and dependence on staff for transfers had a fall risk score of 105 and sustained eight unwitnessed falls from their bed. After an unwitnessed fall on 10/26/2025, the only intervention documented was placement of a fall mat. Following another unwitnessed fall on 11/27/2025, the intervention was limited to lab testing and urinalysis. After a fall on 11/30/2025, the facility documented only monitoring for latent injuries and did not implement any new intervention to prevent further falls. Subsequent imaging on 12/03/2025 revealed an acute to subacute L2 vertebral body fracture and multilevel compression fractures, and the resident reported severe sharp, stabbing back pain. On 12/12/2025, the resident had another unwitnessed fall when attempting to get out of bed to use the toilet, resulting in facial trauma with bleeding from the right nostril and mouth, headache, and back pain; hospital CT imaging showed acute maxillofacial fractures involving the right orbital wall and floor, right maxillary sinus walls, and associated edema and hematoma. The same resident continued to experience additional unwitnessed falls after these injuries. Later on 12/12/2025, the resident had another unwitnessed fall in their room, striking their face and having blood in the nostrils; the only new interventions documented were a pharmacy review and a bedside commode. On 12/25/2025, the resident had an unwitnessed fall in their room without injury, and staff documented education to wait for assistance, despite the resident’s cognitive impairment; the care plan revised on 12/26/2025 showed no new supervision intervention. After another unwitnessed fall on 12/26/2025 with a bruised left knee, the care plan was revised on 12/29/2025 only to add a soft-touch call light. Following an unwitnessed fall on 01/06/2026 with a laceration above the right eyebrow requiring hospital evaluation and sutures, the resident’s room was changed to increase supervision. However, subsequent observations on 01/14/2026 and 01/15/2026 showed the resident using a regular call bell instead of the soft call light specified in the care plan, and an LPN acknowledged the resident did not have the soft call light in place. Another resident with prostate cancer with metastasis, diabetes, bipolar disorder, severe cognitive impairment, wheelchair use, incontinence, and a fall risk score of 65 had 11 falls without injury over a short period. After an unwitnessed fall on 11/25/2025, the only intervention was to monitor for latent injuries. Following an unwitnessed fall outside the dining room on 11/28/2025, after staff had placed the resident outside the dining room post-meal, the intervention was to provide training to the resident to stay in the dining room, despite the resident’s severe cognitive impairment. Later that same day, the resident had another unwitnessed fall from bed, and no new intervention was implemented to prevent further falls. After an unwitnessed fall near the nursing station on 12/19/2025, the DON reported that the intervention was to place the resident on 1:1 supervision; however, on 12/20/2025, while on 1:1 supervision, the resident was observed crawling out of bed. The DON acknowledged that the resident had multiple falls during this period and that education was not an appropriate intervention given the resident’s cognitive impairment. A third resident with hemiplegia, hemiparesis, epilepsy, vascular dementia, cognitive impairment, wheelchair and walker use, incontinence, and a fall risk score of 55 had five falls without injury. After an unwitnessed fall on 12/30/2025 in the resident’s room, the documented intervention was a bedside commode. Following another unwitnessed fall on 01/12/2026 in the room, no new intervention was implemented to prevent further falls, and documentation only noted that a fall mat was placed at the bedside. After a subsequent unwitnessed fall on 01/14/2026, documentation again showed no new intervention, stating only that the resident was already on fall monitoring. During observation on 01/16/2026, the resident was found resting in bed without a fall mat or bedside commode in the room, and an LPN acknowledged that these items were not present despite being documented as interventions. The administrator and DON later acknowledged that residents had falls with injuries and that new fall interventions were not implemented after falls for these residents, even though facility policy required review of falls and interventions.
