Resident Elopement Due to Inadequate Supervision and Alarm Failure
Summary
The facility failed to ensure a safe environment for Resident #154, who was severely cognitively impaired and at high risk for elopement. On 7/13/2024, the resident wandered off the 2nd floor Memory Care Unit without staff knowledge, exited through an emergency stairwell door that did not alarm, and left the building. The resident subsequently tripped and fell, sustaining a 2.5 cm laceration and hematoma to the head, as well as abrasions to the midback and right knee. This incident resulted in actual harm to the resident. The facility's policies on elopement and electronic wandering security were not adequately followed. Although the resident was identified as a high risk for elopement upon admission, the care plan did not initially include interventions for elopement risk. A wander alert bracelet was not applied until after the incident, and there was no evidence that the alarms were verified as functioning at the time of the elopement. Staff interviews revealed that no alarms were heard, and the facility did not have a properly fitting bracelet available immediately after the incident. The facility's response to the incident was delayed and inadequate. Staff were unaware of the resident's absence until a visitor found the resident outside and alerted the front desk. The resident was new to the facility, and there was a language barrier that complicated identification and communication. The facility's failure to apply a wander alert bracelet promptly and ensure functioning alarms contributed to the resident's unsupervised exit and subsequent injury.
Plan Of Correction
Plan of Correction: Approved February 20, 2025 What corrective action(s) will be accomplished for those residents found to have been affected by the deficient practice? For Resident #154, the Elopement Risk Assessment was initiated on 7/12/24 and completed on 7/17/24. The care plan was revised on 7/15/2024 to reflect that the resident was at high risk for wandering and elopement related to impaired cognition and memory. Nursing interventions were outlined on the care plan. The resident was discharged from the facility on 7/24/24 to a lower level of care. Preventive Maintenance Checks were completed on all Doors, Locks, and Alarms by the Maintenance Staff on 7/6/24, 7/13/24, 7/20/24, and 7/27/24 and were documented as functioning. How you will identify other residents having the potential to be affected by the same deficient practice and what corrective action will be taken? The QA Committee met on 2/12/25, to complete an assessment of causative factors and to identify an appropriate plan to prevent recurrence. It was determined that all residents have the potential to be affected by the same deficient practice. The Nursing Unit Manager(s) will complete an elopement risk assessment on all residents to identify a baseline for every individual and will be completed by 2/21/25. Any resident who is identified at risk for elopement will have their care plan reviewed to ensure their risk is identified and that an adequate care plan has been developed to ensure the resident’s environment remains free from accident hazards, that adequate supervision and assistive devices to prevent accidents are in place at that time. Preventive Maintenance Checks were completed on all Doors, Locks, and Alarms by the Maintenance Staff on 2/1/25 and 2/8/25 and were documented as functioning. All egress doors are equipped with functioning alarming devices that are easily audible by all staff in all areas of the unit, including when in a room with a closed door. The Unit Clerks will verify that all current residents have a facility issued wristband placed on their person and that hospital identification bands are removed by 2/21/25. The Administrator verified that an appropriate amount of well-fitting wander alert devices were available in the event any residents were to require this type of intervention on 2/12/25. What measures will be put in place or what systemic changes you will make to ensure that the deficient practice does not recur? To ensure that the residents’ environment remains free from accident hazards and that adequate supervision and assistive devices to prevent accidents are provided, the following measures will be implemented: All licensed nurses will be re-educated on the facility’s policies titled Elopement Risk Assessment, Electronic Wandering Security System, and Guidelines for Care Planning Wandering/Elopement High Risk Residents that outlines when elopement risk assessments are to be completed, when appropriate safety measures are to be implemented, and documented on the care plan once risk level for unsafe wandering/elopement is identified. The facility’s policy titled Preventative Maintenance Program was reviewed and remains appropriate. Maintenance Staff will be re-educated on the policy and the required weekly functionality verification of egress door alarms and door security devices. The Front Desk Receptionists, Unit Clerks, and Medical Records staff will be educated on the facility’s policy titled Resident Identification / Patient Identifiers and their responsibility of placing facility identification wrist bands upon admission to the facility to ensure residents are adequately identified in emergency situations. The facility’s assessment and minimum staffing plan will be reviewed and/or revised by the facility administrator to ensure adequate supervision and to prevent accidents. How the corrective action(s) will be monitored to ensure the deficient practice will not recur, i.e., what quality assurance program will be put into practice? The Director of Nursing / designee will conduct an audit of all new admissions within 24 hours of admission x 2 weeks, then weekly x 2 weeks, then monthly for a period of 2 months, to ensure Elopement risk assessments are completed as required, that appropriate safety measures have been implemented, that care plans are updated to reflect high risk residents, and that wander guard ankle bracelets have been placed when deemed necessary for residents at high risk. The Administrator, in conjunction with Maintenance staff, will conduct a monthly audit x 3 months ensuring that egress door alarms and door security devices have been checked weekly through the Preventive Maintenance Program and that are all functioning as intended. The Unit Clerks will conduct a weekly audit of all new admissions x 4 weeks, then monthly for a period of 3 months, to ensure facility identification bands are present and hospital identification bands removed for all new admissions/readmissions. The Director of Nursing will review daily staffing schedules weekly x 4 weeks, and then monthly for a period of 3 months, to ensure minimum staffing is in place to provide adequate supervision to prevent accidents. Results of all audits will be submitted to the QA committee for review and results will be reviewed monthly. The administrator will be responsible for overseeing the completion of this plan of correction and will be completed on 3/7/25.
Penalty
Resources
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Failure to ensure effective fall alarms and supervision: two residents had Smart Caregiver monitoring devices set to LOW volume, and one resident's bed alarm did not alert staff before the resident was found on the floor after an unwitnessed fall. One resident had dementia, osteoporosis, prior TIA, and cognitive impairment and was fully dependent on staff, while staff also found that a second resident's bed and recliner alarms did not activate properly during testing.
Failure to assess the safety of perimeter mattresses for two residents. Both residents had severely impaired cognition and significant mobility limitations, and both care plans included use of a perimeter mattress to define the edges of the bed. However, their Mobility, Physical Device, and Fall Risk assessments lacked documentation of a perimeter/defined edge mattress assessment. Staff interviews showed inconsistent understanding of the required order, IDT review, engineering review, and safety assessment before use.
Improper Mechanical Lift Transfers: A resident with dementia, spinal cord dysfunction, and dependence for transfers was supposed to be moved with a full-body mechanical lift and two staff members, but a TMA stated she transferred the resident alone. The resident reported that staff sometimes used only one person for lift transfers because of staffing shortages, while other staff and the DON stated this was unsafe and against policy.
Two residents were involved in accident-hazard deficiencies. One resident with cancer, PVD, and Alzheimer’s disease was observed in a wheelchair with feet extending past short footrests, with the lower legs resting against the hard footrests despite a care plan entry for padding. Another resident with dementia and a hx of falls had an unwitnessed fall, but ordered orthostatic BP monitoring was not completed accurately and staff reported no post-fall PT referral was received.
A resident was given a new electric wheelchair without a prior therapy assessment and could not stop the chair, causing it to strike a bed frame and resulting in a leg laceration, tibia/fibula fractures, and a syncopal episode from blood loss. Another resident with cognitive impairment and high fall risk continued to self-transfer and fall, but the care plan was not updated with new fall interventions after repeated incidents.
A CNA used a Hoyer lift alone to weigh one resident, and another CNA was observed using a Hoyer lift alone to weigh a second resident. One resident’s care plan called for a 2-assist Hoyer lift, and the facility’s lift competency checklist and policy both required two caregivers for mechanical lift use; the DON and Director of Therapy also stated that two staff members are always required.
Failure to Ensure Effective Fall Alarms and Supervision
Penalty
Summary
The facility failed to provide adequate supervision and effective use of assistive fall-prevention devices for two residents who were reviewed for fall precautions. One resident had diagnoses including unspecified dementia, age-related osteoporosis, a history of transient ischemic attack, and cognitive impairment, and was described by the POA as weak, bedbound, and unable to participate in physical therapy after a prior right femur fracture. The resident was completely dependent on staff for eating, hygiene, mobility, and toileting, and the care plan included a bed alarm per orders. The resident was found on the floor next to the bed after an unwitnessed fall. The POA reported receiving a call from the facility that the resident had been found on the floor and was not injured, and stated the resident frequently forgot to ask for help and had tried to get up without assistance before. A nurse stated the bed alarm was not heard when the resident fell, and the facility was unable to provide evidence that the bed alarm functioned as intended or alerted staff before the resident was found on the floor. The event report identified the fall as unwitnessed and did not indicate that a bed alarm alerted staff. The facility also failed to ensure the Smart Caregiver sensor pad monitoring system used for another resident was functioning properly and set at an audible volume. Two Smart Caregiver monitor boxes at the nurses' station for that resident's bed and recliner were observed set to LOW volume, and the chime settings faced the back wall of the desk. When a CNA tested the recliner alarm from the resident's room, the monitor at the nurses' station did not illuminate or sound an alert on either attempt. The CNA changed the batteries but did not retest the device, and both CNAs stated they could hear alarms only if they were near the nurses' station and did not recall training on operation or testing of the devices. The facility director stated the facility did not perform preventive maintenance on the devices and relied on staff to ensure they functioned properly.
Failure to Assess Safety of Perimeter Mattresses
Penalty
Summary
The facility failed to ensure that 2 residents with perimeter mattresses were assessed for safety. One resident had a significant change MDS showing severely impaired cognition, dementia, reduced mobility, muscle weakness, and need for assistance with bed mobility, sitting, standing, and transfers. That resident’s care plan identified limited physical mobility related to dementia with mood disturbance and anxiety, a genetic muscle disorder, spinal stenosis, and osteoarthritis, and included use of a perimeter mattress to help find the edges of the bed for bed mobility. However, the resident’s Mobility, Physical Device, and Fall Risk assessment lacked documentation of an assessment for a perimeter/defined edge mattress. The second resident’s annual MDS showed severely impaired cognition, dementia, multiple sclerosis, repeated falls, and need for partial to moderate assistance with bed mobility. The care plan identified limited physical mobility related to weakness, falls, incontinence, hypertension, renal disease, dementia, MS, depression, and delusional disorder, and included use of a bariatric sized bed with a perimeter mattress to define the edges of the bed. That resident’s Mobility Physical Device and Fall Risk assessment also lacked documentation of an assessment for a perimeter/defined edge mattress. During observation, the resident was in bed asleep with a perimeter mattress. Staff interviews showed differing understanding of whether a physician order, assessment, IDT review, engineering review, and safety assessment were required before use of a perimeter mattress, and the DON confirmed both residents’ most recent assessments lacked documentation of a perimeter/defined edge mattress assessment.
Improper Mechanical Lift Transfers
Penalty
Summary
The facility failed to ensure transfers were performed according to R24’s assessed needs, care plan interventions, and facility policy. R24’s records showed she had diagnoses including non-traumatic spinal cord dysfunction, diabetes, dementia, depression, heart failure, and asthma. She was dependent on staff for toileting and transfers, was frequently incontinent of bowel and bladder, and had care plan directions for assistance with transfers using a full-body mechanical lift and two staff members. During interviews, a TMA stated she transferred R24 with the full-body mechanical lift by herself because R24 needed to use the bathroom and she felt the transfer was safe. R24 stated staff sometimes transferred her with only one staff member and said they told her there was not enough staff. Other staff interviewed stated transfers with the full-body mechanical lift using one staff member were unsafe and should not occur. The facility policy for using a mechanical lift stated that at least two trained associates are needed to safely move a resident with a mechanical full-body floor-based lift or ceiling/overhead full-body lift.
Unsafe Wheelchair Fit and Incomplete Post-Fall Monitoring
Penalty
Summary
The facility failed to provide an environment free from accident hazards for two residents. Resident 27 was readmitted with diagnoses including cancer, peripheral vascular disease, and Alzheimer's disease and was sometimes able to make needs known. On multiple observations, Resident 27 was seated in a slightly tilted back wheelchair with feet extending beyond the footrests, and the back of the lower legs rested against the hard footrests above the ankle/heel area. A pillow was observed either on the floor or behind the legs rather than padding the footrests. The focused care plan for skin integrity included padding to wheelchair footrests, and staff interviews confirmed the footrests were too short and needed adjustment or replacement, but staff had not notified therapy or otherwise addressed the wheelchair fit. Resident 50 was admitted with diagnoses including dementia, history of falls, and UTI and was sometimes able to make needs known. The care plan identified the resident as at risk for falls. After an unwitnessed fall in the 300 hallway, the incident investigation added interventions to monitor orthostatic blood pressures and refer to physical therapy. However, the record showed an orthostatic blood pressure order on 05/20/2026 was not completed, and subsequent orthostatic blood pressures recorded the same blood pressure and pulse for all three positions on 05/22/2026, 05/23/2026, and 05/24/2026. Staff later stated they had not received a post-fall therapy referral, and the DNS stated the resident should have had orthostatic blood pressures taken accurately to rule out orthostatic hypotension.
Failure to assess electric wheelchair use and update fall interventions
Penalty
Summary
The facility failed to comprehensively assess a resident for the use of an electric wheelchair and failed to develop new interventions to reduce fall risk for another resident. The report states that the facility’s policies required a device evaluation before an electric wheelchair was initiated, resident education and consent, and an updated service plan identifying device use and other interventions. The fall management policy required individualized care plan updates, a systematic review after each fall, identification of root cause, and review of prior interventions when new interventions were implemented. Resident 73 was admitted with weakness and lymphedema and had an above-the-knee left leg amputation, requiring assistance with bed mobility, transfers, and locomotion. The resident’s record showed cognitive intactness, lower extremity impairment, supervision or touch assistance for bed-to-chair transfers, and use of a manual wheelchair. On 4/17/26, a newly issued electric wheelchair was delivered and the resident was assisted into it. The resident reported that the representative showed how the chair worked but not enough, and that the resident did not know how to stop it. The resident then returned to the room, could not stop the chair, and the chair continued forward into the bed, causing the resident’s right leg to strike the metal bed frame. The resident sustained a five-centimeter laceration to the right anterior lower leg, fractures of the right tibia and fibula, and a brief syncopal episode secondary to blood loss. The resident also received an anticoagulant, which contributed to significant bleeding. The clinical record contained no evidence that the resident had been assessed to safely operate the electric wheelchair before use. Resident 3 was admitted with a right total hip replacement with deep hardware removal and post-traumatic osteoarthritis of the right hip. The resident had a high fall risk on Morse Fall Scale assessments, cognitive impairment on OT evaluation, and a PT evaluation showing a score of zero on the Short Physical Performance Battery, indicating high fall risk and increased risk of mobility disability. The resident fell on 3/31/26 after getting up independently and sustained a right femur fracture requiring surgical repair, and fell again on 5/12/26 after getting up independently and sustained a skin tear to the right elbow. The care plan identified fall risk and included reminders to use the call light, non-skid socks, and one-person assistance for toileting and transfers, but revisions to the care plan did not add new or amended fall prevention interventions. Staff statements indicated the resident continued to self-transfer and toilet without assistance, staff believed the resident was independent, and the existing fall prevention interventions were ineffective.
Unsafe One-Person Use of Mechanical Lift
Penalty
Summary
The facility failed to ensure safe use of a mechanical lift for 2 of 3 residents reviewed for accidents. During an observation on 6/2/2026 at 8:42 AM, Resident #4 was lying on his bed on top of a Hoyer pad while CNA Staff K stood on the right side of the bed with a mechanical lift; the lift hand bags were observed over the resident, and no other staff member was in the room. Staff K stated that he was weighing Resident #4 and that normally only one person uses the Hoyer lift for weights, although the resident’s care plan documented a Hoyer lift with 2 assist. On 6/4/2026 at 10:15 AM, CNA Staff D was observed using a Hoyer lift alone to obtain Resident #13’s weight, with the resident lifted approximately 12 inches off the mattress in the sling and no other staff present. Staff D stated that he was performing weekly weights and most of the time did the weights using the Hoyer lift by himself. Resident #13’s MDS Section GG coded the resident as dependent, and the facility’s mechanical lift competency checklist stated that two caregivers are present, while the facility policy for using a mechanical lifting device stated that at least two nursing assistants are needed to safely move a resident with a mechanical lift. The DON and Director of Therapy both stated that a mechanical lift should always be used by two staff members.
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